MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 03/31/2015

Position Statistics

Total Positions 245
New Positions 30
Increased Positions 70
Decreased Positions 158
Positions with Activity 228
Sold Out Positions 99
Total Mkt Value (in $ millions) 371

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.02%
Conglomerates 0.18%
Consumer Cyclical 0%
Consumer/Non-Cyclical 0%
Energy 0.05%
Financial 60.95%
Healthcare 21.61%
Services 1.05%
Technology 2.32%
Transportation
Utilities

245 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN PREMIER MUN INCOME FD COM 2,269 -71 (3.05) 172,518
REGENERON PHARMACEUTICALS COM 2,211 -2,185 (49.7) 4,048
NUVEEN PERFORMANCE PLUS MUN FD COM 2,208 -81 (3.56) 157,410
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 2,175 401 22.64 655,037
INCYTE CORP COM 2,096 -1,815 (46.42) 20,200
EATON VANCE SR FLTNG RTE TR COM 2,073 -848 (29.04) 150,961
MASIMO CORP COM 2,046 New 50,000
HORIZON PHARMA PLC SHS 2,002 -372 (15.67) 53,822
ELLINGTON FINANCIAL LLC COM 1,961 -537 (21.48) 106,000
DEL TACO RESTAURANTS INC COM 1,939 1,939 New 125,849
APOLLO SR FLOATING RATE FD INC COM 1,855 -1,586 (46.08) 104,066
NUVEEN FLTNG RTE INCM OPP FD COM SHS 1,841 -28 (1.48) 172,242
ANALOGIC CORP COM PAR $0.05 1,782 1,782 New 22,000
NUVEEN MTG OPPORTUNITY TERM FD COM 1,748 -521 (22.96) 77,987
OPKO HEALTH INC COM 1,701 1,247 274.82 102,700
CLOVIS ONCOLOGY INC COM 1,659 -2,181 (56.79) 19,400
NUVEEN GLOBAL HIGH INCOME FD SHS 1,635 -4,344 (72.65) 101,421
LANNET INC COM 1,529 -590 (27.86) 25,900
ARIAD PHARMACEUTICALS INC COM 1,481 -778 (34.45) 190,300
BROOKFIELD MTG OPP INC FD INC COM 1,465 110 8.16 96,249