MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 03/31/2014

Position Statistics

Total Positions 257
New Positions 62
Increased Positions 113
Decreased Positions 130
Positions with Activity 243
Sold Out Positions 86
Total Mkt Value (in $ millions) 473

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.13%
Capital Goods 2.73%
Conglomerates 2.26%
Consumer Cyclical 0.47%
Consumer/Non-Cyclical 1.1%
Energy 1.14%
Financial 54.4%
Healthcare 4.56%
Services 9.36%
Technology 5.15%
Transportation
Utilities

257 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APOLLO TACTICAL INCOME FD INC COM 1,918 333 21.03 107,044
WESTERN ASSET CLYM INFL OPP IN COM 1,891 1,891 New 155,129
APOLLO SR FLOATING RATE FD INC COM 1,858 1,858 New 104,462
BLACKROCK MUNI INCOME TR II COM 1,812 114 6.72 126,210
BLACKROCK MUNICIPL INC QLTY TR COM 1,797 541 43.08 130,000
BLACKROCK FLOAT RATE OME STRAT COM 1,769 1,769 New 122,351
NUVEEN QUALITY INCOME MUN FD COM 1,741 1,265 266.13 125,418
AMERICAN CAP SR FLOATING LTD COM 1,715 1,715 New 122,012
VIACOM INC NEW CL A 1,698 -9 (0.51) 19,700
ROYAL DUTCH SHELL PLC SPONS ADR A 1,636 New 20,000
NUVEEN MUN MKT OPPORTUNITY FD COM 1,556 -1,163 (42.77) 116,559
MEDIVATION INC COM 1,526 1,526 New 20,000
LMP CORPORATE LN FD INC COM 1,463 1,463 New 121,643
POWERSHARES QQQ TRUST UNIT SER 1 1,452 -20,322 (93.33) 15,000
FIRST TR HIGH INCOME L/S FD COM 1,450 -193 (11.75) 81,100
COHEN & STEERS TOTAL RETURN FD COM 1,412 1,412 New 111,796
LMP REAL ESTATE INCOME FD INC COM 1,410 873 162.68 120,100
HANCOCK JOHN PFD INCOME FD II COM 1,374 466 51.25 67,062
APACHE CORP COM 1,367 1,367 New 13,500
COMCAST CORP NEW CL A SPL 1,363 -545 (28.57) 25,000