MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 06/30/2014

Position Statistics

Total Positions 236
New Positions 65
Increased Positions 134
Decreased Positions 82
Positions with Activity 216
Sold Out Positions 38
Total Mkt Value (in $ millions) 520

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.07%
Capital Goods 2.5%
Conglomerates 1.68%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 0.83%
Energy 0.62%
Financial 54.79%
Healthcare 10.32%
Services 4.87%
Technology 3.86%
Transportation
Utilities

236 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MEDIVATION INC COM 2,117 292 16 23,200
ARIAD PHARMACEUTICALS INC COM 2,112 1,586 301.42 339,600
EATON VANCE SR FLTNG RTE TR COM 2,104 New 144,626
BLACKROCK CORPOR HI YLD FD INC COM 2,040 2,040 New 169,000
REMY INTL INC COM 2,011 -102 (4.8) 91,012
SELECT SECTOR SPDR TR SBI INT-ENERGY 1,986 New 20,111
MALLINCKRODT PUB LTD CO SHS 1,981 227 12.92 24,309
NUVEEN MUN MKT OPPORTUNITY FD COM 1,963 410 26.37 147,297
LMP REAL ESTATE INCOME FD INC COM 1,836 426 30.23 156,407
APOLLO SR FLOATING RATE FD INC COM 1,830 -11 (0.59) 103,851
NUVEEN QUALITY INCOME MUN FD COM 1,780 New 125,418
BLACKROCK FLOAT RATE OME STRAT COM 1,745 New 122,351
AVENUE INCOME CR STRATEGIES FD COM 1,728 890 106.27 98,506
INVESCO MUN OPPORTUNITY TR COM 1,652 -370 (18.29) 130,285
DEUTSCHE MUN INCOME COM 1,634 -448 (21.53) 122,574
LMP CORPORATE LN FD INC COM 1,593 162 11.35 135,452
VIACOM INC NEW CL A 1,588 -8 (0.51) 19,600
BLACKROCK MUNIENHANCED FD INC COM 1,548 -1,093 (41.38) 137,159
IMMUNOGEN INC COM 1,546 1,111 255.44 130,800
AEGERION PHARMACEUTICALS INC COM 1,528 1,528 New 50,000