MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 03/31/2016

Position Statistics

Total Positions 191
New Positions 25
Increased Positions 72
Decreased Positions 100
Positions with Activity 172
Sold Out Positions 49
Total Mkt Value (in $ millions) 363

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.22%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 61.1%
Healthcare 24.71%
Services 0.82%
Technology 0.63%
Transportation
Utilities 0.91%

191 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APOLLO RESIDENTIAL MTG INC COM 2,006 2,006 New 151,634
MASIMO CORP COM 1,780 New 36,600
EATON VANCE FLTING RATE INC TR COM 1,749 282 19.21 132,992
SPARK THERAPEUTICS INC COM 1,746 -508 (22.55) 34,350
KINDER MORGAN INC DEL COM 1,722 1,722 New 97,000
DEUTSCHE HIGH INCOME OPPORT FD COM 1,680 New 124,823
PROTHENA CORP PLC SHS 1,619 850 110.47 38,104
BROOKFIELD MTG OPP INC FD INC COM 1,615 -6,344 (79.71) 110,282
VOYA PRIME RATE TR SH BEN INT 1,591 1,591 New 316,885
WESTERN ASSET CLYM INFL OPP IN COM 1,590 -80 (4.81) 144,408
JUNO THERAPEUTICS INC COM 1,590 245 18.18 39,000
ENTERPRISE PRODS PARTNERS L P COM 1,585 1,585 New 57,900
NUVEEN PREM INCOME MUN FD COM 1,560 -648 (29.34) 105,498
THL CR SR LN FD COM 1,546 266 20.83 97,712
CORNERSTONE STRATEGIC VALUE FD COM 1,493 542 56.96 93,518
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 1,473 1,473 New 152,843
EATON VANCE SR FLTNG RTE TR COM 1,458 1,458 New 112,530
FIDUCIARY CLAYMORE MLP OPP FD COM 1,458 -584 (28.61) 114,225
ENDOLOGIX INC COM 1,422 New 116,100
ADVENT CLAYMORE CV SECS & INC COM 1,420 -1 (0.09) 105,983