MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 12/31/2015

Position Statistics

Total Positions 198
New Positions 42
Increased Positions 90
Decreased Positions 86
Positions with Activity 176
Sold Out Positions 32
Total Mkt Value (in $ millions) 436

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0%
Conglomerates 0.17%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 65.25%
Healthcare 19.93%
Services 0.68%
Technology 1.08%
Transportation
Utilities

198 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LMP REAL ESTATE INCOME FD INC COM 4,925 -572 (10.4) 359,517
NUVEEN ENHANCED MUN CREDIT OPP COM SH BEN INT 4,894 -277 (5.35) 318,441
APOLLO SR FLOATING RATE FD INC COM 4,840 331 7.34 306,928
NUVEEN FLOATING RATE INCOME FD COM 4,798 -1,507 (23.9) 463,605
NUVEEN PREM INCOME MUN FD 2 COM 4,762 -1,380 (22.46) 315,379
BRISTOL MYERS SQUIBB CO COM 4,649 -720 (13.41) 64,600
COHEN & STEERS REIT & PFD INCM COM 4,354 -558 (11.36) 230,468
BIOMARIN PHARMACEUTICAL INC COM 4,264 3,790 799.41 49,072
SHIRE PLC SPONSORED ADR 4,258 -3,036 (41.62) 23,000
PIONEER FLOATING RATE TR COM 4,159 New 370,980
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 4,126 4,126 New 592,037
ADVENT CLAYMORE ENH GRW & INC COM 4,066 1,318 47.94 481,748
PERRIGO CO PLC SHS 4,037 1,893 88.34 42,000
ALEXION PHARMACEUTICALS INC COM 3,977 -1,560 (28.17) 28,300
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 3,965 New 345,695
BIOGEN INC COM 3,745 -4,489 (54.52) 13,682
NEUBERGER BERMAN RE ES SEC FD COM 3,718 3,718 New 714,995
EATON VANCE SR INCOME TR SH BEN INT 3,578 -686 (16.09) 608,482
BLACKROCK MULTI-SECTOR INC TR COM 3,497 191 5.77 216,660
VERTEX PHARMACEUTICALS INC COM 3,486 996 40 42,000