MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 06/30/2014

Position Statistics

Total Positions 234
New Positions 64
Increased Positions 132
Decreased Positions 82
Positions with Activity 214
Sold Out Positions 38
Total Mkt Value (in $ millions) 508

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.06%
Capital Goods 2.67%
Conglomerates 1.71%
Consumer Cyclical 0.58%
Consumer/Non-Cyclical 0.86%
Energy 0.53%
Financial 53.25%
Healthcare 10.59%
Services 4.7%
Technology 3.94%
Transportation
Utilities

234 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
REGENERON PHARMACEUTICALS COM 5,341 4,402 468.28 15,048
NUVEEN PREM INCOME MUN FD 2 COM 4,980 1,877 60.46 363,784
FIRST TR INTER DUR PFD & IN FD COM 4,695 -3,451 (42.37) 218,151
WELLS FARGO & CO NEW COM 4,652 New 90,000
PIMCO DYNAMIC CR INCOME FD COM SHS 4,428 -6,860 (60.77) 198,038
EATON VANCE FLTG RATE INCOM FD COM SHS BEN INT 4,415 961 27.81 255,813
CORNERSTONE PROGRESSIVE RTN FD COM 4,382 4,382 New 1,082,000
WESTERN ASSET CLYM INFL OPP IN COM 4,343 2,543 141.33 374,368
BLACKROCK MUNIHLDNGS QLTY II COM 4,318 135 3.22 328,135
VOYA PRIME RATE TR SH BEN INT 4,138 4,138 New 759,245
THL CR SR LN FD COM 4,068 789 24.08 232,748
NUVEEN FLOATING RATE INCOME FD COM 3,910 1,255 47.25 347,521
NUVEEN SHT DUR CR OPP FD COM 3,711 -68 (1.8) 216,109
JAZZ PHARMACEUTICALS PLC SHS USD 3,697 811 28.09 22,800
BLACKROCK MULTI-SECTOR INC TR COM 3,690 -1,522 (29.19) 210,759
AMERICAN CAP SR FLOATING LTD COM 3,625 1,995 122.40 271,360
VIRTUS GLOBAL MULTI-SEC INC FD COM 3,508 462 15.17 206,234
ALLERGAN INC COM 3,414 3,414 New 19,000
PHARMACYCLICS INC COM 3,387 2,061 155.46 28,100
NUVEEN MUN OPPORTUNITY FD INC COM 3,320 446 15.54 234,293