MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 03/31/2015

Position Statistics

Total Positions 245
New Positions 30
Increased Positions 70
Decreased Positions 158
Positions with Activity 228
Sold Out Positions 99
Total Mkt Value (in $ millions) 382

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.02%
Conglomerates 0.23%
Consumer Cyclical 0%
Consumer/Non-Cyclical 0%
Energy 0.12%
Financial 62.07%
Healthcare 19.47%
Services 1.65%
Technology 2.21%
Transportation
Utilities

245 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALEXION PHARMACEUTICALS INC COM 5,347 1,719 47.39 31,100
ILLUMINA INC COM 5,330 5,330 New 26,000
PIONEER FLOATING RATE TR COM 5,087 824 19.33 434,401
PERRIGO CO PLC SHS 4,823 New 24,300
EATON VANCE FLTG RATE INCOM FD COM SHS BEN INT 4,610 -46 (0.99) 270,717
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 4,521 540 13.56 330,251
ARES DYNAMIC CR ALLOCATION FD COM 4,513 -1,428 (24.04) 278,582
AMERICAN CAP LTD COM 4,430 143 3.33 310,000
LMP REAL ESTATE INCOME FD INC COM 4,378 840 23.75 346,623
NORTHSTAR RLTY FIN CORP COM NEW 4,082 4,082 New 225,000
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 3,987 -24 (0.6) 347,898
COHEN & STEERS REIT & PFD INCM COM 3,901 3,901 New 209,042
JAZZ PHARMACEUTICALS PLC SHS USD 3,826 -1,318 (25.62) 20,900
PFIZER INC COM 3,606 1,028 39.89 105,200
LMP CORPORATE LN FD INC COM 3,533 419 13.44 313,521
PIMCO DYNAMIC CR INCOME FD COM SHS 3,525 -3,841 (52.15) 169,870
WESTERN ASSET CLYM INFL OPP IN COM 3,475 -78 (2.2) 306,399
SHIRE PLC SPONSORED ADR 3,459 -2,523 (42.17) 13,300
NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT 3,348 553 19.79 199,498
NUVEEN MUN OPPORTUNITY FD INC COM 3,285 -492 (13.03) 234,993