MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 09/30/2014

Position Statistics

Total Positions 238
New Positions 44
Increased Positions 99
Decreased Positions 116
Positions with Activity 215
Sold Out Positions 61
Total Mkt Value (in $ millions) 491

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.19%
Capital Goods 3.26%
Conglomerates 0.28%
Consumer Cyclical 0.69%
Consumer/Non-Cyclical 0.19%
Energy 0.39%
Financial 49.08%
Healthcare 12.39%
Services 5.96%
Technology 4.69%
Transportation 0.1%
Utilities 0.19%

61 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN RLTY CAP PPTYS INC COM -858 Sold Out 0
AUXILIUM PHARMACEUTICALS INC COM -478 Sold Out 0
AVENUE INCOME CR STRATEGIES FD COM -1,485 Sold Out 0
AVON PRODS INC COM -235 Sold Out 0
BDCA VENTURE INC COM -76 Sold Out 0
BLACKROCK CORPOR HI YLD FD INC COM -1,908 Sold Out 0
BLACKROCK FLOATING RATE INCOME COM -612 Sold Out 0
BLACKROCK MUN INCOME TR SH BEN INT -819 Sold Out 0
BLACKROCK MUNI INCOME TR II COM -559 Sold Out 0
BLACKROCK MUNIHLDNGS QLTY II COM -4,528 Sold Out 0
BLACKROCK MUNIYIELD INVST FD COM -165 Sold Out 0
BLACKROCK MUNIYIELD QUALITY FD COM -428 Sold Out 0
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN -133 Sold Out 0
CARROLS RESTAURANT GROUP INC COM -588 Sold Out 0
CINTAS CORP COM -279 Sold Out 0
COHEN & STEERS MLP INC & ENRGY COM SHS -281 Sold Out 0
COHEN & STEERS SLT PFD INCM FD COM -387 Sold Out 0
COMMUNITY HEALTH SYS INC NEW COM -768 Sold Out 0
CORNERSTONE STRATEGIC VALUE FD COM PAR $0.001 -499 Sold Out 0
DEUTSCHE MUN INCOME COM -1,701 Sold Out 0