MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 06/30/2014

Position Statistics

Total Positions 236
New Positions 65
Increased Positions 134
Decreased Positions 82
Positions with Activity 216
Sold Out Positions 38
Total Mkt Value (in $ millions) 519

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.07%
Capital Goods 2.54%
Conglomerates 1.68%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 0.83%
Energy 0.62%
Financial 54.85%
Healthcare 10.35%
Services 4.84%
Technology 3.86%
Transportation
Utilities

38 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN INCOME FD INC COM -93 Sold Out 0
APACHE CORP COM -1,371 Sold Out 0
BLACKROCK BUILD AMER BD TR SHS -1,146 Sold Out 0
BLACKROCK MUNIVEST FD II INC COM -468 Sold Out 0
BLACKROCK MUNIVEST FD INC COM -194 Sold Out 0
BLACKROCK MUNIY QUALITY FD II COM -260 Sold Out 0
BLACKROCK MUNIYIELD CALIF FD I COM -574 Sold Out 0
BLACKROCK UTIL & INFRASTRCTURE COM -371 Sold Out 0
CENTER COAST MLP & INFRSTR FD COM SHS -437 Sold Out 0
CLEARBRIDGE AMERN ENERG MLP FD COM -393 Sold Out 0
COMCAST CORP NEW CL A SPL -1,361 Sold Out 0
DREYFUS STRATEGIC MUN BD FD COM -243 Sold Out 0
FIFTH STREET FINANCE CORP COM -979 Sold Out 0
FIRST TRUST SPECIALTY FINANCE COM BEN INTR -280 Sold Out 0
FLAHERTY & CRUMRINE DYN PFD SHS -6,258 Sold Out 0
GASTAR EXPL INC NEW COM -110 Sold Out 0
HANCOCK JOHN PFD INCOME FD SH BEN INT -2,153 Sold Out 0
HANCOCK JOHN PFD INCOME FD II COM -1,356 Sold Out 0
INVESCO CALIF VALUE MUN INC TR COM -822 Sold Out 0
INVESCO QUALITY MUNI INC TRST COM -187 Sold Out 0