MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 12/31/2013

Position Statistics

Total Positions 224
New Positions 124
Increased Positions 159
Decreased Positions 50
Positions with Activity 209
Sold Out Positions 30
Total Mkt Value (in $ millions) 710

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.92%
Capital Goods 9.07%
Conglomerates 1.32%
Consumer Cyclical 2.51%
Consumer/Non-Cyclical 0.63%
Energy 15.97%
Financial 40.53%
Healthcare 0.62%
Services 14.29%
Technology 3.52%
Transportation
Utilities

30 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVANCE AUTO PARTS INC COM -363 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -348 Sold Out 0
APPLE INC COM -1,260 Sold Out 0
AUTOZONE INC COM -6,071 Sold Out 0
BLACKROCK FLA MUN 2020 TERM TR COM SHS -962 Sold Out 0
CARNIVAL CORP PAIRED CTF -12,413 Sold Out 0
COCA COLA CO COM -2,757 Sold Out 0
COSAN LTD SHS A -450 Sold Out 0
DISH NETWORK CORP CL A -1,070 Sold Out 0
GENERAL MTRS CO COM -2,039 Sold Out 0
GOOGLE INC CL A -6,115 Sold Out 0
GOOGLE INC CL C -6,033 Sold Out 0
GRIFOLS S A SP ADR REP B NVT -3,819 Sold Out 0
HESS CORP COM -1,361 Sold Out 0
ISHARES MSCI EMG MKT ETF -1,017 Sold Out 0
MERCK & CO INC NEW COM -1,694 Sold Out 0
MINDRAY MEDICAL INTL LTD SPON ADR -2,991 Sold Out 0
MORGAN STANLEY COM NEW -1,551 Sold Out 0
MRC GLOBAL INC COM -510 Sold Out 0
NETAPP INC COM -807 Sold Out 0