MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 06/30/2014

Position Statistics

Total Positions 234
New Positions 64
Increased Positions 132
Decreased Positions 82
Positions with Activity 214
Sold Out Positions 38
Total Mkt Value (in $ millions) 495

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.06%
Capital Goods 2.67%
Conglomerates 1.77%
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 0.85%
Energy 0.44%
Financial 53.69%
Healthcare 10.35%
Services 4.75%
Technology 3.65%
Transportation
Utilities

38 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APACHE CORP COM -983 Sold Out 0
BLACKROCK BUILD AMER BD TR SHS -1,130 Sold Out 0
BLACKROCK MUNIVEST FD II INC COM -462 Sold Out 0
BLACKROCK MUNIVEST FD INC COM -194 Sold Out 0
BLACKROCK MUNIY QUALITY FD II COM -265 Sold Out 0
BLACKROCK MUNIYIELD CALIF FD I COM -579 Sold Out 0
BLACKROCK UTIL & INFRASTRCTURE COM -348 Sold Out 0
CENTER COAST MLP & INFRSTR FD COM SHS -402 Sold Out 0
CLEARBRIDGE AMERN ENERG MLP FD COM -364 Sold Out 0
COMCAST CORP NEW CL A SPL -1,266 Sold Out 0
DREYFUS STRATEGIC MUN BD FD COM -244 Sold Out 0
FIFTH STREET FINANCE CORP COM -866 Sold Out 0
FIRST TRUST SPECIALTY FINANCE COM BEN INTR -259 Sold Out 0
FLAHERTY & CRUMRINE DYN PFD SHS -6,277 Sold Out 0
GASTAR EXPL INC NEW COM -57 Sold Out 0
HANCOCK JOHN PFD INCOME FD SH BEN INT -2,108 Sold Out 0
HANCOCK JOHN PFD INCOME FD II COM -1,333 Sold Out 0
INVESCO CALIF VALUE MUN INC TR COM -812 Sold Out 0
INVESCO QUALITY MUNI INC TRST COM -189 Sold Out 0
MEDTRONIC INC COM -620 Sold Out 0