MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 12/31/2014

Position Statistics

Total Positions 272
New Positions 100
Increased Positions 162
Decreased Positions 85
Positions with Activity 247
Sold Out Positions 57
Total Mkt Value (in $ millions) 606

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.58%
Capital Goods 2.61%
Conglomerates 1.36%
Consumer Cyclical 0.27%
Consumer/Non-Cyclical 0.1%
Energy 0.81%
Financial 55.48%
Healthcare 14.61%
Services 1.58%
Technology 3.07%
Transportation 0%
Utilities 0%

100 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES IBOXX HI YD ETF 7,359 7,359 New 81,059
EATON VANCE FLTING RATE INC TR COM 6,227 6,227 New 423,047
FIRST TR SR FLG RTE INCM FD II COM 5,778 5,778 New 420,842
WESTERN ASSET HIGH INCM FD II COM 5,437 5,437 New 663,100
FIRST TR HIGH INCOME L/S FD COM 3,962 3,962 New 241,026
NEXPOINT RESIDENTIAL TR INC COM 3,105 3,105 New 217,135
ALLIANZGI NFJ DIVID INT & PREM COM 3,101 3,101 New 190,600
BLACKROCK FLOATING RATE INCOME COM 2,917 2,917 New 216,565
ELLINGTON FINANCIAL LLC COM 2,714 2,714 New 135,000
NUVEEN S&P 500 DYN OVERWRITE COM 2,629 2,629 New 186,264
VOYA GLBL EQTY DIV & PREM OPP COM 2,125 2,125 New 250,000
BROOKFIELD HIGH INCOME FD INC COM 2,076 2,076 New 232,000
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 1,976 1,976 New 534,133
EATON VANCE TXMGD GL BUYWR OPP COM 1,961 1,961 New 163,000
BLACKROCK SCIENCE & TECH TR SHS 1,862 1,862 New 103,472
ASTRAZENECA PLC SPONSORED ADR 1,792 1,792 New 26,400
NEXPOINT CR STRATEGIES FD COM 1,709 1,709 New 217,135
DIPLOMAT PHARMACY INC COM 1,699 1,699 New 46,990
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 1,613 1,613 New 213,578
JUNO THERAPEUTICS INC COM 1,466 1,466 New 32,700