MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 06/30/2014

Position Statistics

Total Positions 236
New Positions 65
Increased Positions 134
Decreased Positions 82
Positions with Activity 216
Sold Out Positions 38
Total Mkt Value (in $ millions) 519

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.07%
Capital Goods 2.55%
Conglomerates 1.67%
Consumer Cyclical 0.61%
Consumer/Non-Cyclical 0.83%
Energy 0.61%
Financial 54.77%
Healthcare 10.34%
Services 4.87%
Technology 3.86%
Transportation
Utilities

65 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CORNERSTONE PROGRESSIVE RTN FD COM 4,988 4,988 New 1,082,000
VOYA PRIME RATE TR SH BEN INT 4,176 4,176 New 759,245
ALLERGAN INC COM 3,115 3,115 New 19,000
NUVEEN QUALITY PFD INC FD 3 COM 2,286 2,286 New 267,972
NUVEEN DIVER CURRENCY OPPOR FD COM 2,160 2,160 New 191,640
BLACKROCK CORPOR HI YLD FD INC COM 2,040 2,040 New 169,000
AEGERION PHARMACEUTICALS INC COM 1,549 1,549 New 50,000
AMERN STRATEGIC INCOME PTFL II COM 1,434 1,434 New 163,500
BIOGEN IDEC INC COM 1,372 1,372 New 4,000
ALKERMES PLC SHS 1,370 1,370 New 30,400
ZWEIG TOTAL RETURN FD INC COM NEW 1,350 1,350 New 94,531
NUVEEN DIVERSIFIED DIV INCM FD COM 1,256 1,256 New 102,280
GENERAL MTRS CO WT EXP 071016 1,251 1,251 New 50,000
TAIWAN FD INC COM 1,233 1,233 New 61,797
THERMO FISHER SCIENTIFIC INC COM 1,207 1,207 New 10,000
AMERICAN RLTY CAP PPTYS INC COM 1,183 1,183 New 90,000
EATON VANCE FLTING RATE INC TR COM 1,109 1,109 New 74,700
AMERICAN CAP LTD COM 1,050 1,050 New 67,500
NUVEEN GLOBAL EQUITY INCOME FD COM 911 911 New 64,028
BLACKSTONE GSO FLTING RTE FUND COM 856 856 New 48,608