MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 03/31/2014

Position Statistics

Total Positions 257
New Positions 62
Increased Positions 113
Decreased Positions 130
Positions with Activity 243
Sold Out Positions 86
Total Mkt Value (in $ millions) 474

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.12%
Capital Goods 2.73%
Conglomerates 2.26%
Consumer Cyclical 0.47%
Consumer/Non-Cyclical 1.12%
Energy 1.15%
Financial 54.34%
Healthcare 4.62%
Services 9.37%
Technology 5.19%
Transportation
Utilities

113 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EL PASO ENERGY CAP TR I PFD CV TR SECS 40,556 7,201 21.59 720,867
RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 24,509 1,010 4.30 389,867
INVESCO DYNAMIC CR OPP FD COM 11,931 7,114 147.69 919,895
PIMCO DYNAMIC CR INCOME FD COM SHS 11,788 2,166 22.51 504,826
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 11,763 3,940 50.36 670,284
DOUBLELINE INCOME SOLUTIONS FD COM 10,723 1,290 13.68 491,667
BROOKFIELD MTG OPP INC FD INC COM 9,538 2,042 27.25 550,066
NUVEEN CR STRATEGIES INCM FD COM SHS 8,675 8,675 New 940,927
FIRST TR INTER DUR PFD & IN FD COM 8,433 972 13.03 378,507
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6,450 6,450 New 513,937
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT 5,676 4,446 361.34 324,163
INVESCO SR INCOME TR COM 5,651 4,708 499.63 1,139,291
ARES DYNAMIC CR ALLOCATION FD COM 5,541 1,671 43.17 310,394
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 5,486 21 .38 391,854
BLACKROCK MULTI-SECTOR INC TR COM 5,441 279 5.41 297,658
BOULDER GROWTH & INCOME FD INC COM 5,209 2,434 87.74 593,243
ARES MULTI STRATEGY CR FD INC COM 4,846 1,447 42.57 221,696
ALLIANCEBERNSTEIN INCOME FUND COM 4,691 4,691 New 623,000
HANCOCK JOHN PFD INCOME FD III COM 4,617 2,567 125.23 261,265
BLACKROCK MUNIHLDNGS QLTY II COM 4,171 2,346 128.53 317,890