MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 09/30/2016

Position Statistics

Total Positions 122
New Positions 6
Increased Positions 13
Decreased Positions 95
Positions with Activity 108
Sold Out Positions 53
Total Mkt Value (in $ millions) 200

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 29.46%
Basic Materials
Industrials 0.48%
Consumer Cyclicals 0.5%
Consumer Non-Cyclicals
Financials 67.16%
Healthcare 0%
Technology
Telecommunication Services 0%
Utilities

95 DECREASED Positions as of 09/30/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INVESCO DYNAMIC CR OPP FD COM 7,729 -6,830 (46.91) 622,341
NUVEEN CR STRATEGIES INCM FD COM SHS 7,404 -7,544 (50.47) 838,454
BOULDER GROWTH & INCOME FD INC COM 7,054 -4,706 (40.02) 760,929
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 5,419 -2,973 (35.43) 340,846
EATON VANCE SR INCOME TR SH BEN INT 5,052 -634 (11.14) 737,554
NUVEEN SR INCOME FD COM 4,608 -3,369 (42.24) 654,519
ARES DYNAMIC CR ALLOCATION FD COM 4,477 -2,133 (32.27) 282,126
APOLLO SR FLOATING RATE FD INC COM 4,198 -2,033 (32.63) 239,227
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT 3,786 -1,946 (33.95) 234,158
PIONEER FLOATING RATE TR COM 3,431 -505 (12.84) 280,729
NUVEEN SHT DUR CR OPP FD COM 3,231 -2,859 (46.95) 177,517
RMR REAL ESTATE INCOME FUND COM 2,586 -6,521 (71.6) 121,533
ADVENT CLAYMORE ENH GRW & INC COM 2,551 -2,551 (50) 298,018
INVESCO SR INCOME TR COM 2,363 -1,486 (38.61) 506,083
NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT 2,092 -1,930 (47.98) 149,670
NEUBERGER BERMAN RE ES SEC FD COM 1,933 -3,964 (67.23) 365,372
WESTERN ASSET CORPORATE LN FD COM 1,840 -891 (32.63) 155,405
BLACKROCK FLOAT RATE OME STRAT COM 1,648 -1,504 (47.72) 112,237
SUTHERLAND ASSET MGMT CORP MD COM 1,478 -1,423 (49.05) 108,268
DEUTSCHE HIGH INCOME OPPORT FD COM 1,205 -628 (34.26) 82,062