MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 03/31/2015

Position Statistics

Total Positions 245
New Positions 30
Increased Positions 70
Decreased Positions 158
Positions with Activity 228
Sold Out Positions 99
Total Mkt Value (in $ millions) 373

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.02%
Conglomerates 0.19%
Consumer Cyclical 0%
Consumer/Non-Cyclical 0%
Energy 0.03%
Financial 60.81%
Healthcare 21.68%
Services 1.04%
Technology 2.32%
Transportation
Utilities

228 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NEXPOINT RESIDENTIAL TR INC COM 13,424 10,608 376.66 1,035,000
NUVEEN CR STRATEGIES INCM FD COM SHS 12,633 872 7.41 1,470,651
INVESCO DYNAMIC CR OPP FD COM 12,244 -619 (4.81) 1,050,120
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 12,118 482 4.14 785,350
GILEAD SCIENCES INC COM 10,006 4,597 84.97 84,900
INVESCO SR INCOME TR COM 9,898 -631 (5.99) 2,234,295
DIVERSIFIED REAL ASSET INC FD COM SHS 8,137 1,319 19.35 471,697
BOULDER GROWTH & INCOME FD INC COM 7,641 1,914 33.41 908,575
BLACKROCK FLOAT RATE OME STRAT COM 7,113 -37 (0.52) 531,243
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT 7,000 8 .12 457,221
NEXPOINT CR STRATEGIES FD COM 6,976 5,512 376.66 1,035,000
NUVEEN PREM INCOME MUN FD 2 COM 6,540 793 13.80 479,797
NUVEEN FLOATING RATE INCOME FD COM 6,248 -25 (0.41) 585,593
ALEXION PHARMACEUTICALS INC COM 6,140 1,974 47.39 31,100
NUVEEN SHT DUR CR OPP FD COM 6,029 -1 (0.02) 367,392
CORNERSTONE STRATEGIC VALUE FD COM PAR $0.001 5,714 258 4.73 300,745
ILLUMINA INC COM 5,702 5,702 New 26,000
RMR REAL ESTATE INCOME FUND COM 5,418 2,770 104.58 279,715
EATON VANCE FLTING RATE INC TR COM 5,409 -472 (8.02) 389,105
EATON VANCE SR INCOME TR SH BEN INT 5,399 283 5.53 866,545