MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 09/30/2014

Position Statistics

Total Positions 238
New Positions 44
Increased Positions 99
Decreased Positions 116
Positions with Activity 215
Sold Out Positions 61
Total Mkt Value (in $ millions) 492

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.19%
Capital Goods 3.24%
Conglomerates 0.29%
Consumer Cyclical 0.71%
Consumer/Non-Cyclical 0.19%
Energy 0.4%
Financial 48.96%
Healthcare 12.62%
Services 6.02%
Technology 4.61%
Transportation 0.1%
Utilities 0.19%

215 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EL PASO ENERGY CAP TR I PFD CV TR SECS 57,918 2,407 4.34 967,403
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 12,732 -330 (2.53) 802,744
INVESCO DYNAMIC CR OPP FD COM 10,024 -853 (7.84) 854,527
EPR PPTYS PFD C CNV 5.75% 9,348 -4,339 (31.71) 366,713
NUVEEN CR STRATEGIES INCM FD COM SHS 8,388 137 1.66 965,270
BROOKFIELD MTG OPP INC FD INC COM 7,757 850 12.31 468,394
ARES DYNAMIC CR ALLOCATION FD COM 7,279 1,176 19.27 458,114
ALLIANCEBERNSTEIN INCOME FUND COM 7,116 -1,819 (20.36) 950,000
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT 6,613 1,474 28.69 423,336
DIVERSIFIED REAL ASSET INC FD COM SHS 6,461 -1,058 (14.07) 365,460
INVESCO SR INCOME TR COM 6,217 548 9.67 1,384,617
NUVEEN GLOBAL HIGH INCOME FD SHS 6,107 3,887 175.06 363,512
NUVEEN PREM INCOME MUN FD 2 COM 6,080 834 15.90 421,609
WESTERN ASSET CLYM INFL OPP IN COM 5,597 1,311 30.58 488,863
BIOGEN IDEC INC COM 4,980 3,530 243.48 13,739
LMP REAL ESTATE INCOME FD INC COM 4,897 2,787 132.09 363,000
NEW RESIDENTIAL INVT CORP COM NEW 4,571 1,139 33.21 350,000
MALLINCKRODT PUB LTD CO SHS 4,487 1,876 71.86 41,777
CORNERSTONE PROGRESSIVE RTN FD COM NEW 4,448 396 9.77 296,925
JAZZ PHARMACEUTICALS PLC SHS USD 4,437 407 10.09 25,100