MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 12/31/2013

Position Statistics

Total Positions 224
New Positions 124
Increased Positions 159
Decreased Positions 50
Positions with Activity 209
Sold Out Positions 30
Total Mkt Value (in $ millions) 716

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.89%
Capital Goods 9.03%
Conglomerates 1.31%
Consumer Cyclical 2.53%
Consumer/Non-Cyclical 0.62%
Energy 16.13%
Financial 40.51%
Healthcare 0.74%
Services 14.23%
Technology 3.44%
Transportation
Utilities

224 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TRANSOCEAN LTD REG SHS 99,370 -725 (0.72) 2,399,080
SPDR S&P 500 ETF TR TR UNIT 58,217 -40,972 (41.31) 310,575
EL PASO ENERGY CAP TR I PFD CV TR SECS 30,906 30,906 New 592,868
NATIONAL OILWELL VARCO INC COM 27,872 27,872 New 337,226
MARKET VECTORS ETF TR GOLD MINER ETF 24,792 24,792 New 1,021,500
RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 22,609 1,318 6.19 373,807
POWERSHARES QQQ TRUST UNIT SER 1 19,521 18,220 1,400.01 225,002
LOCKHEED MARTIN CORP COM 19,408 7,908 68.76 119,820
3M CO COM 14,496 14,496 New 105,052
GENERAL MTRS CO WT EXP 071016 14,476 3,163 27.96 585,821
INTEL CORP COM 14,044 -12,021 (46.12) 525,000
HEALTH CARE REIT INC PFD PER CON I 13,752 -3,157 (18.67) 243,400
ISHARES 20+ YR TR BD ETF 10,722 8,169 320.11 96,625
VERIZON COMMUNICATIONS INC COM 10,618 8,105 322.41 223,875
EPR PPTYS PFD C CNV 5.75% 10,523 2,943 38.83 482,934
ROSS STORES INC COM 9,957 9,957 New 145,299
PIMCO DYNAMIC CR INCOME FD COM SHS 9,531 9,531 New 412,071
DOUBLELINE INCOME SOLUTIONS FD COM 9,407 9,407 New 432,500
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 7,904 7,904 New 445,791
COMCAST CORP NEW CL A 7,696 7,696 New 150,277