MAPLE SECURITIES USA INC Information

525 WASHINGTON BLVD, JERSEY CITY, New Jersey, 07310, (201) 369-5000

Report Date: 09/30/2014

Position Statistics

Total Positions 353
New Positions 130
Increased Positions 185
Decreased Positions 168
Positions with Activity 353
Sold Out Positions 135
Total Mkt Value (in $ millions) 943

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.19%
Capital Goods 2.4%
Conglomerates 0%
Consumer Cyclical 1.01%
Consumer/Non-Cyclical 0.83%
Energy 1.37%
Financial 81%
Healthcare 3.07%
Services 4.96%
Technology 3.11%
Transportation 0.24%
Utilities 0.7%

353 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
INTERNATIONAL BUSINESS MACHS COM 280 -40,179 (99.31) 1,744
SELECT SECTOR SPDR TR SBI CONS DISCR 312 -36,313 (99.15) 4,456
APPLE INC COM 484 -21,500 (97.8) 4,159
JOHNSON & JOHNSON COM 215 -19,468 (98.91) 1,989
MOSAIC CO NEW COM 1,406 -8,877 (86.33) 29,764
ISHARES TR CHINA LG-CAP ETF -7,721 Sold Out 0
CHEVRON CORP NEW COM 234 -6,931 (96.74) 1,994
DISCOVER FINL SVCS COM 264 -5,938 (95.74) 4,113
SELECT SECTOR SPDR TR SBI INT-UTILS 1,947 -4,749 (70.93) 42,770
SPDR S&P 500 ETF TR TR UNIT 605,570 -3,816 (0.63) 2,945,668
ISHARES TR TIPS BD ETF -3,776 Sold Out 0
MARKET VECTORS ETF TR SEMICONDUCTOR -3,664 Sold Out 0
PARKER HANNIFIN CORP COM -3,650 Sold Out 0
ISHARES MSCI ACWI ETF -3,493 Sold Out 0
ISHARES IBOXX HI YD ETF -3,431 Sold Out 0
SPDR SERIES TRUST S&P RETAIL ETF -2,972 Sold Out 0
ISHARES TR RUS 1000 GRW ETF -2,910 Sold Out 0
THERMO FISHER SCIENTIFIC INC COM -2,511 Sold Out 0
GENERAL MLS INC COM -2,427 Sold Out 0
MARATHON PETE CORP COM 275 -2,357 (89.53) 2,895