MAPLE SECURITIES USA INC Information

525 WASHINGTON BLVD, JERSEY CITY, New Jersey, 07310, (201) 369-5000

Report Date: 09/30/2014

Position Statistics

Total Positions 354
New Positions 130
Increased Positions 185
Decreased Positions 169
Positions with Activity 354
Sold Out Positions 136
Total Mkt Value (in $ millions) 957

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.1%
Capital Goods 2.37%
Conglomerates 0%
Consumer Cyclical 1.01%
Consumer/Non-Cyclical 0.81%
Energy 1.14%
Financial 81.08%
Healthcare 3.12%
Services 5.01%
Technology 3.25%
Transportation 0.26%
Utilities 0.74%

354 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
INTERNATIONAL BUSINESS MACHS COM 283 -40,604 (99.31) 1,744
SELECT SECTOR SPDR TR SBI CONS DISCR 322 -37,512 (99.15) 4,456
APPLE INC COM 474 -21,071 (97.8) 4,159
JOHNSON & JOHNSON COM 209 -18,907 (98.91) 1,989
MOSAIC CO NEW COM 1,369 -8,642 (86.33) 29,764
ISHARES TR CHINA LG-CAP ETF -8,361 Sold Out 0
CHEVRON CORP NEW COM 226 -6,691 (96.74) 1,994
DISCOVER FINL SVCS COM 273 -6,131 (95.74) 4,113
SELECT SECTOR SPDR TR SBI INT-UTILS 2,076 -5,065 (70.93) 42,770
SPDR S&P 500 ETF TR TR UNIT 613,995 -3,869 (0.63) 2,945,668
MARKET VECTORS ETF TR SEMICONDUCTOR -3,796 Sold Out 0
ISHARES TR TIPS BD ETF -3,738 Sold Out 0
PARKER HANNIFIN CORP COM -3,660 Sold Out 0
ISHARES MSCI ACWI ETF -3,472 Sold Out 0
ISHARES IBOXX HI YD ETF -3,383 Sold Out 0
SPDR SERIES TRUST S&P RETAIL ETF -3,068 Sold Out 0
ISHARES TR RUS 1000 GRW ETF -2,949 Sold Out 0
THERMO FISHER SCIENTIFIC INC COM -2,573 Sold Out 0
GENERAL MLS INC COM -2,556 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -2,378 Sold Out 0