MAPLE SECURITIES USA INC Information

10 EXCHANGE PL, JERSEY CITY, New Jersey, 07302, (201) 369-5000

Report Date: 12/31/2013

Position Statistics

Total Positions 580
New Positions 197
Increased Positions 245
Decreased Positions 335
Positions with Activity 580
Sold Out Positions 232
Total Mkt Value (in $ millions) 1,366

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.98%
Capital Goods 1.57%
Conglomerates 0.02%
Consumer Cyclical 1.54%
Consumer/Non-Cyclical 3.33%
Energy 1.18%
Financial 76.69%
Healthcare 1.77%
Services 5.11%
Technology 5.48%
Transportation 0.31%
Utilities 1.03%

580 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 764,189 481,370 170.20 4,099,949
SELECT SECTOR SPDR TR SBI INT-FINL 50,845 16,579 48.38 2,325,926
SELECT SECTOR SPDR TR SBI INT-ENERGY 45,291 -204 (0.45) 488,100
WELLS FARGO & CO NEW COM 35,514 21,255 149.07 725,813
SELECT SECTOR SPDR TR SBI CONS DISCR 27,160 -8,220 (23.23) 425,900
ORACLE CORP COM 26,996 -5,632 (17.26) 673,558
SELECT SECTOR SPDR TR TECHNOLOGY 23,117 -16,394 (41.49) 641,600
SPDR SERIES TRUST S&P RETAIL ETF 18,483 9,069 96.34 225,594
SUNTRUST BKS INC COM 9,771 9,188 1,576.42 257,465
MONDELEZ INTL INC CL A 9,091 9,091 New 262,377
VIACOM INC NEW CL B 8,907 8,907 New 105,977
ALTRIA GROUP INC COM 8,864 4,198 89.99 230,527
HUMANA INC COM 8,362 8,362 New 79,835
ARCHER DANIELS MIDLAND CO COM 7,536 2,266 43.00 167,321
CHESAPEAKE ENERGY CORP COM 6,708 6,708 New 238,108
ISHARES RUS 1000 VAL ETF 6,187 6,187 New 64,208
APPLE INC COM 5,672 -45,651 (88.95) 10,805
3M CO COM 5,553 -8,533 (60.58) 40,315
DANAHER CORP DEL COM 5,446 4,754 687.27 74,759
MICROSOFT CORP COM 5,422 2,765 104.01 135,527