MAPLE SECURITIES USA INC Information

525 WASHINGTON BLVD, JERSEY CITY, New Jersey, 07310, (201) 369-5000

Report Date: 09/30/2014

Position Statistics

Total Positions 354
New Positions 130
Increased Positions 185
Decreased Positions 169
Positions with Activity 354
Sold Out Positions 136
Total Mkt Value (in $ millions) 949

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.11%
Capital Goods 2.38%
Conglomerates 0%
Consumer Cyclical 1.01%
Consumer/Non-Cyclical 0.81%
Energy 1.17%
Financial 81.07%
Healthcare 3.19%
Services 4.96%
Technology 3.21%
Transportation 0.25%
Utilities 0.73%

354 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 608,339 -3,833 (0.63) 2,945,668
SELECT SECTOR SPDR TR SBI INT-FINL 42,753 42,753 New 1,732,300
WELLS FARGO & CO NEW COM 27,430 27,430 New 503,767
SELECT SECTOR SPDR TR SBI MATERIALS 22,765 22,765 New 466,300
PFIZER INC COM 22,075 16,361 286.30 691,155
MORGAN STANLEY COM NEW 17,479 16,656 2,025.39 453,876
3M CO COM 14,860 13,014 705.08 89,799
SELECT SECTOR SPDR TR TECHNOLOGY 14,811 1,393 10.38 356,300
TIME WARNER CABLE INC COM 14,274 14,274 New 95,600
CORNING INC COM 9,028 9,028 New 398,408
SELECT SECTOR SPDR TR SBI CONS STPLS 5,587 5,587 New 114,918
SELECT SECTOR SPDR TR SBI INT-ENERGY 3,819 3,561 1,381.25 47,400
CROWN CASTLE INTL CORP NEW COM 3,775 3,775 New 48,839
SELECT SECTOR SPDR TR SBI HEALTHCARE 3,513 1,134 47.63 49,900
EXELON CORP COM 3,187 2,286 253.47 84,744
SPDR SERIES TRUST BRC HGH YLD BD 2,637 2,637 New 67,800
PULTE GROUP INC COM 2,474 2,474 New 118,359
PEOPLES UNITED FINANCIAL INC COM 2,303 2,303 New 151,934
CISCO SYS INC COM 2,118 490 30.13 76,276
VANGUARD INDEX FDS REIT ETF 2,018 (0.01) 24,600