MAPLE SECURITIES USA INC Information

525 WASHINGTON BLVD, JERSEY CITY, New Jersey, 07310, (201) 369-5000

Report Date: 09/30/2014

Position Statistics

Total Positions 354
New Positions 130
Increased Positions 185
Decreased Positions 169
Positions with Activity 354
Sold Out Positions 136
Total Mkt Value (in $ millions) 915

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.15%
Capital Goods 2.41%
Conglomerates 0%
Consumer Cyclical 1.01%
Consumer/Non-Cyclical 0.85%
Energy 1.1%
Financial 80.89%
Healthcare 3.25%
Services 4.94%
Technology 3.24%
Transportation 0.28%
Utilities 0.76%

354 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 587,513 -3,702 (0.63) 2,945,668
SELECT SECTOR SPDR TR SBI INT-FINL 39,860 39,860 New 1,732,300
WELLS FARGO & CO NEW COM 26,156 26,156 New 503,767
SELECT SECTOR SPDR TR SBI MATERIALS 22,238 22,238 New 466,300
PFIZER INC COM 21,599 16,007 286.30 691,155
MORGAN STANLEY COM NEW 15,346 14,624 2,025.39 453,876
3M CO COM 14,574 12,764 705.08 89,799
SELECT SECTOR SPDR TR TECHNOLOGY 14,216 1,337 10.38 356,300
TIME WARNER CABLE INC COM 13,014 13,014 New 95,600
CORNING INC COM 9,470 9,470 New 398,408
SELECT SECTOR SPDR TR SBI CONS STPLS 5,518 5,518 New 114,918
CROWN CASTLE INTL CORP NEW COM 4,225 4,225 New 48,839
SELECT SECTOR SPDR TR SBI INT-ENERGY 3,581 3,339 1,381.25 47,400
SELECT SECTOR SPDR TR SBI HEALTHCARE 3,457 1,115 47.63 49,900
EXELON CORP COM 3,054 2,190 253.47 84,744
SPDR SERIES TRUST BRC HGH YLD BD 2,640 2,640 New 67,800
PULTE GROUP INC COM 2,437 2,437 New 118,359
PEOPLES UNITED FINANCIAL INC COM 2,138 2,138 New 151,934
VANGUARD INDEX FDS REIT ETF 2,129 (0.01) 24,600
SELECT SECTOR SPDR TR SBI INT-UTILS 2,067 -5,041 (70.93) 42,770