MANAGED ACCOUNT ADVISORS LLC Information

101 HUDSON STREET, 9TH FLOOR, JERSEY CITY, New Jersey, 07302, (201) 557-4069

Report Date: 12/31/2013

Position Statistics

Total Positions 2,549
New Positions 156
Increased Positions 1,293
Decreased Positions 1,247
Positions with Activity 2,540
Sold Out Positions 78
Total Mkt Value (in $ millions) 74,640

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.47%
Capital Goods 4.24%
Conglomerates 0.23%
Consumer Cyclical 3.37%
Consumer/Non-Cyclical 7.41%
Energy 8.84%
Financial 20.69%
Healthcare 11.43%
Services 16.33%
Technology 16.67%
Transportation 2.27%
Utilities 2.58%

78 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACHILLION PHARMACEUTICALS INC COM -3 Sold Out 0
ADVANCE AUTO PARTS INC COM -152 Sold Out 0
ADVANTEST CORP SPON ADR NEW -10 Sold Out 0
ALUMINA LTD SPONSORED ADR -104 Sold Out 0
AMR CORP DEL COM -7,714 Sold Out 0
ASSOCIATED ESTATES RLTY CORP COM -473 Sold Out 0
ASTRONICS CORP CL B -488 Sold Out 0
AU OPTRONICS CORP SPONSORED ADR -773 Sold Out 0
BB&T CORP DP SHS RP PF G -7,226 Sold Out 0
BEBE STORES INC COM -14 Sold Out 0
BLACK DIAMOND INC COM -15 Sold Out 0
BRADY CORP CL A -1,242 Sold Out 0
CAE INC COM -61 Sold Out 0
CAMBIUM LEARNING GRP INC COM -40 Sold Out 0
CARBO CERAMICS INC COM -7,130 Sold Out 0
CGG SPONSORED ADR -22 Sold Out 0
CLEARBRIDGE ENERGY MLP FD INC COM -7 Sold Out 0
COCA-COLA HBC AG SPONSORED ADR -15 Sold Out 0
CYAN INC COM -93 Sold Out 0
DIANA SHIPPING INC COM -3,844 Sold Out 0