MANAGED ACCOUNT ADVISORS LLC Information

101 HUDSON STREET, 9TH FLOOR, JERSEY CITY, New Jersey, 07302, (201) 557-4069

Report Date: 09/30/2014

Position Statistics

Total Positions 2,690
New Positions 155
Increased Positions 1,532
Decreased Positions 1,148
Positions with Activity 2,680
Sold Out Positions 96
Total Mkt Value (in $ millions) 91,563

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.18%
Capital Goods 3.98%
Conglomerates 0.14%
Consumer Cyclical 3.07%
Consumer/Non-Cyclical 6.95%
Energy 5.8%
Financial 25.55%
Healthcare 11.5%
Services 16.69%
Technology 15.34%
Transportation 2.53%
Utilities 3.14%

1,148 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACELRX PHARMACEUTICALS INC COM -4 Sold Out 0
AES TR III PFD CV 6.75% -550 Sold Out 0
ALLIANZGI NFJ DIVID INT & PREM COM Sold Out 0
ALON USA ENERGY INC COM -434 Sold Out 0
AMEC PLC SPONSORED ADR -7 Sold Out 0
APPROACH RESOURCES INC COM -570 Sold Out 0
ARATANA THERAPEUTICS INC COM -86 Sold Out 0
ARMADA HOFFLER PPTYS INC COM -1,875 Sold Out 0
ASTRONICS CORP CL B -984 Sold Out 0
BANCFIRST CORP COM -4 Sold Out 0
BLUCORA INC COM -644 Sold Out 0
BOB EVANS FARMS INC COM -1,692 Sold Out 0
BROOKLINE BANCORP INC DEL COM -1,024 Sold Out 0
CAL DIVE INTL INC DEL COM -1 Sold Out 0
CAPITOL FED FINL INC COM -482 Sold Out 0
CASTLIGHT HEALTH INC CL B -8 Sold Out 0
CBIZ INC COM Sold Out 0
CHESAPEAKE UTILS CORP COM -217 Sold Out 0
CHUYS HLDGS INC COM -39 Sold Out 0
COMMUNITY WEST BANCSHARES COM -68 Sold Out 0