MANAGED ACCOUNT ADVISORS LLC Information

101 HUDSON STREET, 9TH FLOOR, JERSEY CITY, New Jersey, 07302, (201) 557-4069

Report Date: 09/30/2014

Position Statistics

Total Positions 2,696
New Positions 154
Increased Positions 1,531
Decreased Positions 1,155
Positions with Activity 2,686
Sold Out Positions 97
Total Mkt Value (in $ millions) 89,022

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 4%
Conglomerates 0.14%
Consumer Cyclical 3.11%
Consumer/Non-Cyclical 6.78%
Energy 5.85%
Financial 26.03%
Healthcare 11.28%
Services 16.32%
Technology 15.38%
Transportation 2.56%
Utilities 2.99%

1,155 DECREASED Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR CR BD ETF -58 Sold Out 0
ISHARES TR 20+ YR TR BD ETF 9,213 -19,170 (67.54) 72,203
NOVO-NORDISK A S ADR 169,635 -10,940 (6.06) 3,918,565
PARTNER COMMUNICATIONS CO LTD ADR 6,352 -315 (4.73) 1,126,262
PRUDENTIAL PLC ADR 75,938 -107 (0.14) 1,664,212
SOUFUN HLDGS LTD ADR 1,270 -27 (2.11) 185,631
HSBC HLDGS PLC ADR A 1/40PF A 2,921 -91 (3.01) 116,052
ERICSSON ADR B SEK 10 73,917 -2,217 (2.91) 6,269,471
ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 5,343 -106 (1.95) 221,039
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 2,624 -37 (1.4) 110,708
HDFC BANK LTD ADR REPS 3 SHS 29,794 -281 (0.93) 610,291
VALE S A ADR REPSTG PFD 1,888 -28 (1.48) 310,487
QIHOO 360 TECHNOLOGY CO LTD ADS 1,588 -52 (3.17) 28,594
BARCLAYS BANK PLC ADS7.75%PFD S4 9,009 -2,282 (20.21) 351,636
CTRIP COM INTL LTD AMERICAN DEP SHS 717 -73 (9.23) 17,427
HONDA MOTOR LTD AMERN SHS 23,069 -3,636 (13.61) 799,061
WISDOMTREE TR ASIA LC DBT FD Sold Out 0
NEW YORK CMNTY CAP TR V BONUSES UNIT -3,929 Sold Out 0
SPDR SERIES TRUST BRCLYS 1-3MT ETF 30,745 -35,859 (53.84) 672,311
SPDR SERIES TRUST BRCLYS AGG ETF 1,342 -9 (0.7) 22,992