MANAGED ACCOUNT ADVISORS LLC Information

101 HUDSON STREET, 9TH FLOOR, JERSEY CITY, New Jersey, 07302, (201) 557-4069

Report Date: 09/30/2014

Position Statistics

Total Positions 2,701
New Positions 154
Increased Positions 1,533
Decreased Positions 1,158
Positions with Activity 2,691
Sold Out Positions 97
Total Mkt Value (in $ millions) 93,229

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.39%
Capital Goods 4%
Conglomerates 0.14%
Consumer Cyclical 3.08%
Consumer/Non-Cyclical 6.7%
Energy 7.2%
Financial 25.72%
Healthcare 10.95%
Services 16.07%
Technology 15.28%
Transportation 2.56%
Utilities 2.62%

2,691 Activity Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 10,783 10,248 1,915.45 103,735
ISHARES 10-20 YR TRS ETF 481 261 118.49 3,616
ISHARES 1-3 YR CR BD ETF -58 Sold Out 0
ISHARES TR 1-3 YR TR BD ETF 43,363 25,644 144.73 511,959
PIMCO ETF TR 1-5 US TIP IDX New 4
ISHARES TR 20+ YR TR BD ETF 8,672 -18,043 (67.54) 72,203
PIMCO ETF TR 25YR+ ZERO U S 6 6 New 51
ISHARES 3-7 YR TR BD ETF 180,399 133,737 286.61 1,473,127
ISHARES TR 7-10 Y TR BD ETF 8,880 3,970 80.88 84,392
ACACIA RESH CORP ACACIA TCH COM 4,152 276 7.13 225,923
AVIVA PLC ADR 13,075 1,402 12.01 801,141
BANCO SANTANDER SA ADR 26,674 8,503 46.80 3,138,141
BARCLAYS PLC ADR 66,281 10,128 18.04 4,472,377
BT GROUP PLC ADR 18,409 766 4.34 309,660
CARNIVAL PLC ADR 5,212 868 19.98 126,514
CRH PLC ADR 625 117 23.06 27,361
DR REDDYS LABS LTD ADR 2,244 139 6.62 38,988
E HOUSE CHINA HLDGS LTD ADR 929 468 101.48 94,036
ICICI BK LTD ADR 36,548 9,644 35.84 609,233
MELCO CROWN ENTMT LTD ADR 15,812 7,777 96.80 605,594