MANAGED ACCOUNT ADVISORS LLC Information

101 HUDSON STREET, 9TH FLOOR, JERSEY CITY, New Jersey, 07302, (201) 557-4069

Report Date: 09/30/2014

Position Statistics

Total Positions 2,690
New Positions 155
Increased Positions 1,532
Decreased Positions 1,148
Positions with Activity 2,680
Sold Out Positions 96
Total Mkt Value (in $ millions) 91,563

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.18%
Capital Goods 3.98%
Conglomerates 0.14%
Consumer Cyclical 3.07%
Consumer/Non-Cyclical 6.95%
Energy 5.8%
Financial 25.55%
Healthcare 11.5%
Services 16.69%
Technology 15.34%
Transportation 2.53%
Utilities 3.14%

2,680 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CONOCOPHILLIPS COM 521,629 -9,953 (1.87) 8,303,548
BLACKROCK INC COM 508,337 12,572 2.54 1,465,201
AMAZON COM INC COM 487,873 69,123 16.51 1,564,800
FACEBOOK INC CL A 478,831 37,964 8.61 6,138,865
VANGUARD BD INDEX FD INC SHORT TRM BOND 471,469 165,385 54.03 5,856,036
PROCTER & GAMBLE CO COM 470,795 72,704 18.26 5,495,450
ISHARES MBS ETF 463,320 213,649 85.57 4,208,171
GENERAL ELECTRIC CO COM 440,684 72,366 19.65 18,300,838
BRISTOL MYERS SQUIBB CO COM 439,476 5,001 1.15 7,188,028
LILLY ELI & CO COM 438,724 63,519 16.93 6,084,089
GILEAD SCIENCES INC COM 437,134 -51,987 (10.63) 4,195,950
HOME DEPOT INC COM 435,836 -1,962 (0.45) 4,049,765
GENERAL DYNAMICS CORP COM 433,969 103,599 31.36 3,227,014
UNION PAC CORP COM 423,097 -54,448 (11.4) 3,523,163
COMCAST CORP NEW CL A 418,217 89,389 27.18 7,763,443
3M CO COM 415,159 46,661 12.66 2,499,003
OCCIDENTAL PETE CORP DEL COM 407,788 44,918 12.38 5,207,359
VANGUARD BD INDEX FD INC INTERMED TERM 402,290 185,863 85.88 4,635,744
NOVARTIS A G SPONSORED ADR 400,688 7,987 2.03 4,040,820
COCA COLA CO COM 396,801 -11,280 (2.76) 9,425,204