MANAGED ACCOUNT ADVISORS LLC Information

101 HUDSON STREET, 9TH FLOOR, JERSEY CITY, New Jersey, 07302, (201) 557-4069

Report Date: 12/31/2013

Position Statistics

Total Positions 2,548
New Positions 156
Increased Positions 1,292
Decreased Positions 1,247
Positions with Activity 2,539
Sold Out Positions 78
Total Mkt Value (in $ millions) 75,299

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.45%
Capital Goods 4.21%
Conglomerates 0.23%
Consumer Cyclical 3.39%
Consumer/Non-Cyclical 7.36%
Energy 8.78%
Financial 20.63%
Healthcare 11.66%
Services 16.32%
Technology 16.65%
Transportation 2.29%
Utilities 2.56%

2,539 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EPR PPTYS PFD C CNV 5.75% 489 38 8.51 22,521
SYNTEL INC COM 485 160 49.26 5,875
GENESEE & WYO INC UNIT 100115 483 36 8.05 3,744
GRAFTECH INTL LTD COM 478 279 140.07 41,684
NEWCASTLE INVT CORP COM 478 -59 (10.94) 104,376
CHECKPOINT SYS INC COM 477 -7 (1.35) 37,238
RANDGOLD RES LTD ADR 474 -142 (23.03) 6,076
PERICOM SEMICONDUCTOR CORP COM 471 -74 (13.66) 58,984
CHANGYOU COM LTD ADS REP CL A 466 466 New 16,827
HD SUPPLY HLDGS INC COM 465 465 New 17,688
ORTHOFIX INTL N V COM 464 343 283.53 14,505
ISHARES MODERT ALLOC ETF 464 464 New 13,318
PREMIER INC CL A 461 461 New 14,302
FTD COS INC COM 459 459 New 14,254
WORLD ACCEP CORP DEL COM 458 458 New 5,589
PENN NATL GAMING INC COM 453 -309 (40.53) 33,821
COMMUNITY TR BANCORP INC COM 453 56 14.06 11,875
SUNPOWER CORP COM 451 -108 (19.34) 15,339
CLEAN ENERGY FUELS CORP COM 445 -28 (5.84) 49,381
CYTEC INDS INC COM 445 -27 (5.69) 4,528