MANAGED ACCOUNT ADVISORS LLC Information

101 HUDSON STREET, 9TH FLOOR, JERSEY CITY, New Jersey, 07302, (201) 557-4069

Report Date: 09/30/2014

Position Statistics

Total Positions 2,690
New Positions 155
Increased Positions 1,532
Decreased Positions 1,148
Positions with Activity 2,680
Sold Out Positions 96
Total Mkt Value (in $ millions) 91,563

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.18%
Capital Goods 3.98%
Conglomerates 0.14%
Consumer Cyclical 3.07%
Consumer/Non-Cyclical 6.95%
Energy 5.8%
Financial 25.55%
Healthcare 11.5%
Services 16.69%
Technology 15.34%
Transportation 2.53%
Utilities 3.14%

2,680 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 1,144,555 -90,174 (7.3) 9,626,197
WELLS FARGO & CO NEW COM 1,078,705 -831 (0.08) 20,445,516
MICROSOFT CORP COM 891,986 17,846 2.04 21,232,697
JPMORGAN CHASE & CO COM 842,446 23,852 2.91 15,132,846
PFIZER INC COM 822,418 -28,156 (3.31) 25,837,816
CVS HEALTH CORP COM 800,811 38,651 5.07 7,999,310
JOHNSON & JOHNSON COM 738,081 -34,204 (4.43) 7,209,227
INTEL CORP COM 730,699 -38,954 (5.06) 21,359,214
ALTRIA GROUP INC COM 726,834 71,223 10.86 13,363,378
MERCK & CO INC NEW COM 718,313 84,800 13.39 11,568,902
VERIZON COMMUNICATIONS INC COM 707,928 54,170 8.29 15,353,035
CISCO SYS INC COM 696,518 17,938 2.64 25,588,454
VISA INC COM CL A 687,839 101,476 17.31 2,773,543
VANGUARD WORLD FDS INF TECH ETF 678,352 262,837 63.26 6,635,544
VANGUARD INDEX FDS GROWTH ETF 668,154 224,959 50.76 6,436,314
VANGUARD INDEX FDS VALUE ETF 630,035 217,347 52.67 7,646,056
CHEVRON CORP NEW COM 628,816 -41,925 (6.25) 6,105,009
PHILIP MORRIS INTL INC COM 593,904 19,650 3.42 7,312,293
CELGENE CORP COM 576,054 -35,784 (5.85) 4,765,895
LOWES COS INC COM 538,416 -25,884 (4.59) 7,699,354