MANAGED ACCOUNT ADVISORS LLC Information

101 HUDSON STREET, 9TH FLOOR, JERSEY CITY, New Jersey, 07302, (201) 557-4069

Report Date: 09/30/2014

Position Statistics

Total Positions 2,700
New Positions 154
Increased Positions 1,532
Decreased Positions 1,158
Positions with Activity 2,690
Sold Out Positions 97
Total Mkt Value (in $ millions) 93,463

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.35%
Capital Goods 4%
Conglomerates 0.14%
Consumer Cyclical 3.1%
Consumer/Non-Cyclical 6.68%
Energy 7.02%
Financial 25.77%
Healthcare 10.98%
Services 16.14%
Technology 15.35%
Transportation 2.57%
Utilities 2.59%

2,690 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 1,132,041 -89,188 (7.3) 9,626,197
WELLS FARGO & CO NEW COM 1,101,604 -849 (0.08) 20,445,516
MICROSOFT CORP COM 1,007,916 20,165 2.04 21,232,697
JPMORGAN CHASE & CO COM 912,511 25,836 2.91 15,132,846
PFIZER INC COM 787,278 -26,953 (3.31) 25,837,816
INTEL CORP COM 775,767 -41,357 (5.06) 21,359,214
JOHNSON & JOHNSON COM 769,225 -35,647 (4.43) 7,209,227
VERIZON COMMUNICATIONS INC COM 757,519 57,964 8.29 15,353,035
CVS HEALTH CORP COM 722,258 34,859 5.07 7,999,310
VISA INC COM CL A 713,522 105,265 17.31 2,773,543
CHEVRON CORP NEW COM 709,097 -47,277 (6.25) 6,105,009
VANGUARD WORLD FDS INF TECH ETF 702,505 272,195 63.26 6,635,544
CISCO SYS INC COM 698,053 17,978 2.64 25,588,454
MERCK & CO INC NEW COM 686,499 81,044 13.39 11,568,902
VANGUARD INDEX FDS GROWTH ETF 679,803 228,881 50.76 6,436,314
ALTRIA GROUP INC COM 660,953 64,767 10.86 13,363,378
VANGUARD INDEX FDS VALUE ETF 648,538 223,730 52.67 7,646,056
PHILIP MORRIS INTL INC COM 631,051 20,879 3.42 7,312,293
CONOCOPHILLIPS COM 595,613 -11,365 (1.87) 8,303,548
CELGENE CORP COM 529,348 -32,883 (5.85) 4,765,895