CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. Information

1180 AVENUE OF THE AMERICAS, NEW YORK, New York, 10036-8401, (212) 938-6500

Report Date: 12/31/2013

Position Statistics

Total Positions 1,413
New Positions 142
Increased Positions 488
Decreased Positions 906
Positions with Activity 1,394
Sold Out Positions 164
Total Mkt Value (in $ millions) 8,787

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.65%
Capital Goods 3.66%
Conglomerates 0.2%
Consumer Cyclical 3.05%
Consumer/Non-Cyclical 6.1%
Energy 9.09%
Financial 16.65%
Healthcare 10.94%
Services 22.85%
Technology 18.05%
Transportation 2.58%
Utilities 2.79%

1,413 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HUDSON GLOBAL INC COM 32 New 9,100
UNIVERSAL STAINLESS & ALLOY COM 32 32 New 900
FIRST LONG IS CORP COM 31 31 New 800
HOUSTON WIRE & CABLE CO COM 28 28 New 2,200
NORANDA ALUM HLDG CORP COM 28 28 New 6,500
ESSA BANCORP INC COM 27 -52 (65.7) 2,538
KVH INDS INC COM 27 27 New 2,000
JOURNAL COMMUNICATIONS INC CL A 27 27 New 3,200
CUMBERLAND PHARMACEUTICALS INC COM 26 New 5,900
WEBSTER FINL CORP CONN COM 26 -1,295 (98.02) 832
PTC THERAPEUTICS INC COM 24 24 New 1,300
ENTERCOM COMMUNICATIONS CORP CL A 24 -18 (42.5) 2,300
INDEPENDENCE HLDG CO NEW COM NEW 24 24 New 1,800
LINCOLN EDL SVCS CORP COM 24 -48 (66.15) 6,300
MAXIM INTEGRATED PRODS INC COM 24 24 New 760
TRC COS INC COM 23 23 New 4,200
UTAH MED PRODS INC COM 21 New 400
LANDEC CORP COM 19 19 New 1,600
COBIZ FINANCIAL INC COM 19 -140 (88.03) 1,759
CARTER'S, INC. COM 19 -1,565 (98.8) 257