MACKAY SHIELDS LLC Information

1345 AVENUE OF THE AMERICAS, NEW YORK, New York, 10105, (212) 230-3811

Report Date: 09/30/2014

Position Statistics

Total Positions 62
New Positions 22
Increased Positions 26
Decreased Positions 22
Positions with Activity 48
Sold Out Positions 5
Total Mkt Value (in $ millions) 430

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.55%
Capital Goods 5.33%
Conglomerates
Consumer Cyclical 29.54%
Consumer/Non-Cyclical 3.53%
Energy 5.89%
Financial 38.93%
Healthcare
Services 7.59%
Technology 0%
Transportation
Utilities 0.59%

62 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
METLIFE INC COM EQTY UNIT 46,968 -360 (0.76) 1,589,983
STANLEY BLACK & DECKER INC CORP UNIT 45,669 36,804 415.18 343,812
GENERAL MTRS CO COM 35,539 -904 (2.48) 1,140,154
FORD MTR CO DEL COM PAR $0.01 26,118 26,118 New 1,844,500
CROWN CASTLE INTL CORP CNV PFD STK SR A 21,395 21,395 New 203,955
STANLEY BLACK & DECKER INC CORP UNIT 2013 19,587 19,587 New 170,500
ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16 18,589 New 907,200
CITIGROUP INC COM NEW 18,184 18,184 New 346,751
UNITED TECHNOLOGIES CORP CORP UNIT 16,064 10,628 195.51 275,580
BANK AMER CORP 7.25%CNV PFD L 15,609 -229 (1.45) 13,641
WELLS FARGO & CO NEW PERP PFD CNV A 15,487 9,879 176.15 12,852
TYSON FOODS INC TANG EQ UNIT 15,151 15,151 New 303,800
BAKER HUGHES INC COM 10,446 New 200,500
ALCOA INC DEP SHS 1/10TH 10,317 10,317 New 200,000
HALLIBURTON CO COM 10,163 10,163 New 190,818
TRIUMPH GROUP INC NEW COM 6,837 6,837 New 106,863
HEALTH CARE REIT INC PFD PER CON I 6,021 New 97,900
BLACKROCK MUNIHLDS INVSTM QLTY COM 6,019 -1,665 (21.67) 426,305
NUVEEN PA INVT QUALITY MUN FD COM 6,006 6,006 New 436,516
INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT 5,286 -1,805 (25.45) 456,083