MACKAY SHIELDS LLC Information

1345 AVENUE OF THE AMERICAS, NEW YORK, New York, 10105, (212) 230-3811

Report Date: 06/30/2015

Position Statistics

Total Positions 60
New Positions 4
Increased Positions 8
Decreased Positions 26
Positions with Activity 34
Sold Out Positions 3
Total Mkt Value (in $ millions) 495

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.56%
Capital Goods 6.53%
Conglomerates
Consumer Cyclical 27.36%
Consumer/Non-Cyclical 4.39%
Energy 5.74%
Financial 27.47%
Healthcare 5.46%
Services 13.61%
Technology 0%
Transportation 2.95%
Utilities 2.54%

60 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STANLEY BLACK & DECKER INC CORP UNIT 44,788 -357 (0.79) 327,515
UNITED TECHNOLOGIES CORP CORP UNIT 32,289 -298 (0.91) 627,463
AMERICAN TOWER CORP NEW PFD CONV SER A 27,195 -271 (0.99) 266,639
ALLERGAN PLC PFD CONV SER A 26,997 -222 (0.82) 26,730
FORD MTR CO DEL COM PAR $0.01 25,528 New 1,844,500
FIAT CHRYSLER AUTOMOBILES N V MAN COV SEC 16 25,181 6,507 34.85 204,973
TYSON FOODS INC TANG EQ UNIT 21,733 5,996 38.10 419,561
CROWN CASTLE INTL CORP NEW CNV PFD STK SR A 20,765 -62 (0.3) 199,755
GENERAL MTRS CO COM 20,350 -1,088 (5.08) 699,066
STANLEY BLACK & DECKER INC CORP UNIT 111716 19,501 -57 (0.29) 170,000
SPDR GOLD TRUST GOLD SHS 18,268 18,268 New 169,400
SOUTHWESTERN ENERGY CO DEP SHS 1/20 B 15,966 8,050 101.68 433,619
DELTA AIR LINES INC DEL COM NEW 14,596 14,596 New 323,913
WELLS FARGO & CO NEW PERP PFD CNV A 13,710 -227 (1.63) 11,673
T MOBILE US INC CONV PFD SER A 13,589 -34 (0.25) 197,600
BANK AMER CORP 7.25%CNV PFD L 12,837 -355 (2.69) 11,745
NEXTERA ENERGY INC CORP UNIT 11,086 10,129 1,058.74 179,500
NUVEEN MUN MKT OPPORTUNITY FD COM 10,797 New 828,004
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 7,917 New 584,300
NUVEEN PA INVT QUALITY MUN FD COM 7,826 New 600,119