M3F, INC. Information

10 EXCHANGE PLACE, SALT LAKE CITY, Utah, 84111, (202) 246-9200

Report Date: 12/31/2013

Position Statistics

Total Positions 36
New Positions 1
Increased Positions 2
Decreased Positions 34
Positions with Activity 36
Sold Out Positions 15
Total Mkt Value (in $ millions) 85

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 90.43%
Healthcare
Services 9.57%
Technology
Transportation
Utilities

15 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACNB CORP COM -439 Sold Out 0
BANK MUTUAL CORP NEW COM -351 Sold Out 0
BERKSHIRE BANCORP INC DEL COM NEW -1,317 Sold Out 0
COMERICA INC COM -1,930 Sold Out 0
EASTERN VA BANKSHARES INC COM -297 Sold Out 0
FIRST CAPITAL BANCORP VA COM -764 Sold Out 0
FIRST CTZNS BANCSHARES INC N C CL A -2,987 Sold Out 0
INVESTORS BANCORP INC COM -6,747 Sold Out 0
MALVERN BANCORP INC COM -1,535 Sold Out 0
NORTHFIELD BANCORP INC DEL COM -3,752 Sold Out 0
NORWOOD FINANCIAL CORP COM -1,597 Sold Out 0
OLD POINT FINL CORP COM -4,091 Sold Out 0
PEAPACK-GLADSTONE FINL CORP COM -1,315 Sold Out 0
SI FINL GROUP INC MD COM -686 Sold Out 0
STANDARD FINL CORP MD COM -2,793 Sold Out 0