LUMBARD & KELLNER, LLC Information

5 HUTCHINGS DRIVE, HOLLIS, New Hampshire, 03049, (603) 465-7700

Report Date: 03/31/2015

Position Statistics

Total Positions 61
New Positions 4
Increased Positions 20
Decreased Positions 28
Positions with Activity 48
Sold Out Positions 7
Total Mkt Value (in $ millions) 122

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.41%
Capital Goods 3.69%
Conglomerates
Consumer Cyclical 6.04%
Consumer/Non-Cyclical 3.53%
Energy 7.01%
Financial 32.72%
Healthcare 3.76%
Services 11.99%
Technology 16.01%
Transportation 6.12%
Utilities 0.17%

61 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MATTHEWS ASIAN FDS ASIA DV FD INVST 7,611 -13 (0.18) 457,667
METLIFE INC COM 6,825 593 9.51 122,075
PRUDENTIAL FINL INC COM 6,033 1,322 28.06 68,945
WAL-MART STORES INC COM 5,541 -11 (0.19) 76,400
MICROSOFT CORP COM 5,345 966 22.06 120,420
CORNING INC COM 4,770 1,380 40.70 243,111
FEDEX CORP COM 4,605 -3 (0.06) 27,290
DIRECTV COM 4,592 4 .08 48,835
INTERNATIONAL BUSINESS MACHS COM 4,253 36 .86 25,818
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 4,039 4,039 New 101,150
SINGAPORE TELECOMMUNICATNS LTD SPON ADR NEW06 3,986 16 .41 125,150
VANGUARD INDEX FDS TOTAL STK MKT 3,845 -189 (4.69) 35,835
TYSON FOODS INC CL A 3,794 739 24.20 89,135
KEYCORP NEW COM 3,613 -84 (2.27) 240,685
HOLLYFRONTIER CORP COM 3,107 -3 (0.11) 68,775
GOLDMAN SACHS GROUP INC COM 3,000 22 .73 14,420
GENERAL MTRS CO COM 2,906 -69 (2.32) 89,004
HAWAIIAN HOLDINGS INC COM 2,867 9 .33 122,585
REGIONS FINL CORP NEW COM 2,640 -4 (0.14) 259,600
F M C CORP COM NEW 2,520 14 .56 50,105