LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 09/30/2014

Position Statistics

Total Positions 155
New Positions 2
Increased Positions 60
Decreased Positions 62
Positions with Activity 122
Sold Out Positions 11
Total Mkt Value (in $ millions) 247

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.73%
Capital Goods 0.66%
Conglomerates 2.82%
Consumer Cyclical 0.04%
Consumer/Non-Cyclical 2.8%
Energy 54.97%
Financial 13.32%
Healthcare 5.2%
Services 3.27%
Technology 7.14%
Transportation 0.29%
Utilities 4.16%

155 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NOVARTIS A G SPONSORED ADR 211 New 2,300
CHEVRON CORP NEW COM 203 20 11.11 2,000
MRI INTERVENTIONS INC COM 202 -9 (4.28) 255,450
TRINITY INDS INC COM 195 New 7,250
ONEOK PARTNERS LP UNIT LTD PARTN 191 New 5,000
HESS CORP COM 190 .24 2,874
LAKELAND BANCORP INC COM 188 New 16,688
CANADIAN PAC RY LTD COM 187 -24 (11.26) 1,025
TOTAL S A SPONSORED ADR 183 New 3,700
OCCIDENTAL PETE CORP DEL COM 181 -61 (25.25) 2,427
GOOGLE INC CL C 180 5 2.83 364
BLACKROCK STRATEGIC MUN TR COM 168 New 12,000
SASOL LTD SPONSORED ADR 162 -10 (5.88) 4,800
BELLATRIX EXPLORATION LTD COM 136 New 42,000
LEGACY RESVS LP UNIT LP INT 133 .07 11,385
LAREDO PETROLEUM INC COM 127 New 16,500
MIMEDX GROUP INC COM 115 New 10,800
LEAPFROG ENTERPRISES INC CL A 109 New 23,500
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 59 New 56,105
SYNTA PHARMACEUTICALS CORP COM 53 1 2.55 20,100