LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 03/31/2014

Position Statistics

Total Positions 157
New Positions 10
Increased Positions 69
Decreased Positions 62
Positions with Activity 131
Sold Out Positions 14
Total Mkt Value (in $ millions) 353

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.62%
Capital Goods 0.47%
Conglomerates 2.27%
Consumer Cyclical 0.05%
Consumer/Non-Cyclical 1.53%
Energy 65.19%
Financial 11.74%
Healthcare 3.15%
Services 1.97%
Technology 5.4%
Transportation 0.15%
Utilities 4.15%

157 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BUCKEYE PARTNERS L P UNIT LTD PARTN 394 New 4,700
GOLDCORP INC NEW COM 389 3 .73 13,779
CITIGROUP INC COM NEW 366 -260 (41.52) 7,323
PIMCO CORPORATE & INCOME OPP F COM 347 New 18,700
EXPRESS SCRIPTS HLDG CO COM 343 27 8.40 5,164
TRINITY INDS INC COM 333 New 7,350
BANK OF AMERICA CORPORATION COM 321 -2 (0.48) 20,579
CONSOLIDATED EDISON INC COM 319 New 5,595
INVESCO TR INVT GRADE NY MUNS COM 314 34 12.04 22,435
MICROSOFT CORP COM 307 New 6,910
SASOL LTD SPONSORED ADR 305 -8 (2.49) 5,100
BHP BILLITON PLC SPONSORED ADR 298 -90 (23.17) 4,221
NORFOLK SOUTHERN CORP COM 296 New 2,750
ONEOK PARTNERS LP UNIT LTD PARTN 289 New 5,000
JPMORGAN CHASE & CO COM 288 -59 (16.99) 4,887
HESS CORP COM 286 1 .28 2,861
MRI INTERVENTIONS INC COM 283 283 New 266,880
DEERE & CO COM 274 New 3,176
TOTAL S A SPONSORED ADR 255 -14 (5.13) 3,700
PNC FINL SVCS GROUP INC COM 254 New 3,000