LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 12/31/2013

Position Statistics

Total Positions 161
New Positions 19
Increased Positions 53
Decreased Positions 79
Positions with Activity 132
Sold Out Positions 15
Total Mkt Value (in $ millions) 319

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.88%
Capital Goods 0.51%
Conglomerates 1.48%
Consumer Cyclical 0.13%
Consumer/Non-Cyclical 1.69%
Energy 59.1%
Financial 16.81%
Healthcare 3.01%
Services 2.05%
Technology 5.32%
Transportation 0.08%
Utilities 6.08%

161 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BANK OF AMERICA CORPORATION COM 334 -16 (4.61) 20,679
SELECT SECTOR SPDR TR SBI INT-FINL 328 328 New 15,000
JPMORGAN CHASE & CO COM 325 -6 (1.67) 5,887
GOLDCORP INC NEW COM 323 -17 (4.87) 13,679
CONSOLIDATED EDISON INC COM 316 New 5,595
REAVES UTIL INCOME FD COM SH BEN INT 307 New 10,887
DEERE & CO COM 297 New 3,176
SASOL LTD SPONSORED ADR 291 New 5,230
INVESCO TR INVT GRADE NY MUNS COM 284 New 20,025
ONEOK PARTNERS LP UNIT LTD PARTN 284 New 5,000
PHILIP MORRIS INTL INC COM 277 New 3,332
MICROSOFT CORP COM 276 New 6,910
TOTAL S A SPONSORED ADR 266 New 3,900
NORFOLK SOUTHERN CORP COM 265 New 2,750
WESTPORT INNOVATIONS INC COM NEW 261 -274 (51.29) 19,325
TRINITY INDS INC COM 260 260 New 3,675
KINDER MORGAN MANAGEMENT LLC SHS 260 34 15.01 3,495
NUVEEN NJ PREM INCOME MUN FD COM 252 New 18,331
PNC FINL SVCS GROUP INC COM 251 -8 (3.23) 3,000
EMERALD OIL INC COM NEW 251 -11 (4.05) 35,550