LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 03/31/2014

Position Statistics

Total Positions 157
New Positions 10
Increased Positions 69
Decreased Positions 62
Positions with Activity 131
Sold Out Positions 14
Total Mkt Value (in $ millions) 355

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.61%
Capital Goods 0.48%
Conglomerates 2.29%
Consumer Cyclical 0.05%
Consumer/Non-Cyclical 1.53%
Energy 65.32%
Financial 11.7%
Healthcare 3.13%
Services 1.97%
Technology 5.37%
Transportation 0.15%
Utilities 4.13%

157 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BUCKEYE PARTNERS L P UNIT LTD PARTN 392 New 4,700
GOLDCORP INC NEW COM 375 3 .73 13,779
CITIGROUP INC COM NEW 367 -260 (41.52) 7,323
PIMCO CORPORATE & INCOME OPP F COM 346 New 18,700
EXPRESS SCRIPTS HLDG CO COM 344 27 8.40 5,164
TRINITY INDS INC COM 334 New 7,350
BANK OF AMERICA CORPORATION COM 321 -2 (0.48) 20,579
CONSOLIDATED EDISON INC COM 321 New 5,595
INVESCO TR INVT GRADE NY MUNS COM 312 33 12.04 22,435
SASOL LTD SPONSORED ADR 310 -8 (2.49) 5,100
MICROSOFT CORP COM 307 New 6,910
BHP BILLITON PLC SPONSORED ADR 297 -90 (23.17) 4,221
NORFOLK SOUTHERN CORP COM 296 New 2,750
ONEOK PARTNERS LP UNIT LTD PARTN 290 New 5,000
JPMORGAN CHASE & CO COM 289 -59 (16.99) 4,887
HESS CORP COM 288 1 .28 2,861
DEERE & CO COM 276 New 3,176
MRI INTERVENTIONS INC COM 272 272 New 266,880
TOTAL S A SPONSORED ADR 258 -14 (5.13) 3,700
PNC FINL SVCS GROUP INC COM 254 New 3,000