LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 12/31/2012

Position Statistics:

Total Positions 139
New Positions 14
Increased Positions 56
Decreased Positions 60
Positions with Activity 116
Sold Out Positions 10
Total Mkt Value
(in $ millions)
316

Sector Weighting

Basic Materials 2.08%
Capital Goods 1.62%
Conglomerates
Consumer Cyclical 0.43%
Consumer/Non-Cyclical 1.52%
Energy 66.06%
Financial 12.47%
Healthcare 3.44%
Services 1.75%
Technology 5.2%
Transportation 0.16%
Utilities 5.26%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

139 Positions as of 12/31/2012

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BAYTEX ENERGY CORP COM 360 8 2.21 9,250
PIMCO CORPORATE & INCOME OPP F COM 358 New 17,700
PFIZER INC COM 351 10 2.89 11,990
CONSOLIDATED EDISON INC COM 334 -18 (5.09) 5,595
ISHARES TR S&P NA TECH FD 329 (0.09) 4,335
CITIGROUP INC COM NEW 322 322 New 6,318
INVESCO TR INVT GRADE NY MUNS COM 321 New 20,025
CISCO SYS INC COM 307 26 9.25 13,165
DEERE & CO COM 263 9 3.42 3,026
GOOGLE INC CL A 258 258 New 290
HOVNANIAN ENTERPRISES INC CL A 252 -17 (6.2) 42,391
EXPRESS SCRIPTS HLDG CO COM 251 -63 (20.16) 4,020
MCMORAN EXPLORATION CO COM 243 -3,240 (93.02) 14,450
SASOL LTD SPONSORED ADR 233 -18 (7.11) 5,230
BANK OF AMERICA CORPORATION COM 222 27 13.63 16,678
LEGG MASON BW GLB INC OPP FD COM 207 207 New 10,000
ALLIANCEBERNSTEIN GBL HGH INCM COM 206 -64 (23.78) 12,180
LEAPFROG ENTERPRISES INC CL A 181 49 37.04 18,500
SANDRIDGE ENERGY INC COM 181 -16 (8.04) 35,450
MFS MULTIMARKET INCOME TR SH BEN INT 180 -5 (2.45) 23,850