LUCAS CAPITAL MANAGEMENT
2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004
Report Date: 12/31/2012
Position Statistics:
| Total Positions | 139 |
| New Positions | 14 |
| Increased Positions | 56 |
| Decreased Positions | 60 |
| Positions with Activity | 116 |
| Sold Out Positions | 10 |
| Total Mkt Value (in $ millions) |
316 |
Sector Weighting
| Basic Materials | 2.08% |
| Capital Goods | 1.62% |
| Conglomerates | |
| Consumer Cyclical | 0.43% |
| Consumer/Non-Cyclical | 1.52% |
| Energy | 66.06% |
| Financial | 12.47% |
| Healthcare | 3.44% |
| Services | 1.75% |
| Technology | 5.2% |
| Transportation | 0.16% |
| Utilities | 5.26% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
139 Positions as of 12/31/2012
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| BAYTEX ENERGY CORP | COM | 360 | 8 | 2.21 | 9,250 |
| PIMCO CORPORATE & INCOME OPP F | COM | 358 | New | 17,700 | |
| PFIZER INC | COM | 351 | 10 | 2.89 | 11,990 |
| CONSOLIDATED EDISON INC | COM | 334 | -18 | (5.09) | 5,595 |
| ISHARES TR | S&P NA TECH FD | 329 | (0.09) | 4,335 | |
| CITIGROUP INC | COM NEW | 322 | 322 | New | 6,318 |
| INVESCO TR INVT GRADE NY MUNS | COM | 321 | New | 20,025 | |
| CISCO SYS INC | COM | 307 | 26 | 9.25 | 13,165 |
| DEERE & CO | COM | 263 | 9 | 3.42 | 3,026 |
| GOOGLE INC | CL A | 258 | 258 | New | 290 |
| HOVNANIAN ENTERPRISES INC | CL A | 252 | -17 | (6.2) | 42,391 |
| EXPRESS SCRIPTS HLDG CO | COM | 251 | -63 | (20.16) | 4,020 |
| MCMORAN EXPLORATION CO | COM | 243 | -3,240 | (93.02) | 14,450 |
| SASOL LTD | SPONSORED ADR | 233 | -18 | (7.11) | 5,230 |
| BANK OF AMERICA CORPORATION | COM | 222 | 27 | 13.63 | 16,678 |
| LEGG MASON BW GLB INC OPP FD | COM | 207 | 207 | New | 10,000 |
| ALLIANCEBERNSTEIN GBL HGH INCM | COM | 206 | -64 | (23.78) | 12,180 |
| LEAPFROG ENTERPRISES INC | CL A | 181 | 49 | 37.04 | 18,500 |
| SANDRIDGE ENERGY INC | COM | 181 | -16 | (8.04) | 35,450 |
| MFS MULTIMARKET INCOME TR | SH BEN INT | 180 | -5 | (2.45) | 23,850 |
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