LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 03/31/2014

Position Statistics

Total Positions 157
New Positions 10
Increased Positions 69
Decreased Positions 62
Positions with Activity 131
Sold Out Positions 14
Total Mkt Value (in $ millions) 354

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.62%
Capital Goods 0.49%
Conglomerates 2.32%
Consumer Cyclical 0.05%
Consumer/Non-Cyclical 1.62%
Energy 64.75%
Financial 12.27%
Healthcare 3.18%
Services 1.96%
Technology 5.36%
Transportation 0.14%
Utilities 3.99%

14 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N -51 Sold Out 0
ANADARKO PETE CORP COM -7,041 Sold Out 0
ASA GOLD AND PRECIOUS MTLS LMT SHS -56 Sold Out 0
BELLATRIX EXPLORATION LTD COM -1,081 Sold Out 0
CHESAPEAKE ENERGY CORP COM -219 Sold Out 0
EMERALD OIL INC COM NEW -260 Sold Out 0
MAGNUM HUNTER RES CORP DEL COM -428 Sold Out 0
MARKET VECTORS ETF TR OIL SVCS ETF -251 Sold Out 0
MIDSTATES PETE CO INC COM -113 Sold Out 0
NATIONAL FUEL GAS CO N J COM -4,929 Sold Out 0
PANHANDLE OIL AND GAS INC CL A -845 Sold Out 0
SANDRIDGE PERMIAN TR COM UNIT BEN INT -1,213 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -184 Sold Out 0
WESTPORT INNOVATIONS INC COM NEW -332 Sold Out 0