LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 09/30/2014

Position Statistics

Total Positions 155
New Positions 2
Increased Positions 60
Decreased Positions 62
Positions with Activity 122
Sold Out Positions 11
Total Mkt Value (in $ millions) 260

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.69%
Capital Goods 0.65%
Conglomerates 2.85%
Consumer Cyclical 0.04%
Consumer/Non-Cyclical 2.73%
Energy 55.93%
Financial 12.98%
Healthcare 5.04%
Services 3.16%
Technology 6.92%
Transportation 0.29%
Utilities 4.16%

11 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ANTERO RES CORP COM -650 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -172 Sold Out 0
BONANZA CREEK ENERGY INC COM -133 Sold Out 0
DIAGEO P L C SPON ADR NEW -191 Sold Out 0
ISHARES TR CORE S&P MCP ETF -199 Sold Out 0
MONDELEZ INTL INC CL A -195 Sold Out 0
NATIONAL FUEL GAS CO N J COM -858 Sold Out 0
RESOLUTE ENERGY CORP COM -54 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -43 Sold Out 0
SM ENERGY CO COM -2,821 Sold Out 0
VALERO ENERGY CORP NEW COM -970 Sold Out 0