LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 12/31/2012

Position Statistics:

Total Positions 139
New Positions 14
Increased Positions 56
Decreased Positions 60
Positions with Activity 116
Sold Out Positions 10
Total Mkt Value
(in $ millions)
316

Sector Weighting

Basic Materials 2.08%
Capital Goods 1.62%
Conglomerates
Consumer Cyclical 0.43%
Consumer/Non-Cyclical 1.52%
Energy 66.06%
Financial 12.47%
Healthcare 3.44%
Services 1.75%
Technology 5.2%
Transportation 0.16%
Utilities 5.26%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

14 New Positions as of 12/31/2012

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PERMIAN BASIN RTY TR UNIT BEN INT 3,047 3,047 New 222,100
CABOT OIL & GAS CORP COM 1,059 1,059 New 15,000
MESA RTY TR UNIT BEN INT 771 771 New 30,703
VERMILION ENERGY INC COM 646 646 New 12,800
NEWFIELD EXPL CO COM 616 616 New 25,000
ISHARES TR MSCI EAFE INDEX 427 427 New 6,784
SAN JUAN BASIN RTY TR UNIT BEN INT 423 423 New 26,600
LAREDO PETE HLDGS INC COM 379 379 New 19,000
CITIGROUP INC COM NEW 322 322 New 6,318
GOOGLE INC CL A 258 258 New 290
LEGG MASON BW GLB INC OPP FD COM 207 207 New 10,000
BELLATRIX EXPLORATION LTD COM 92 92 New 15,900
MERRIMACK PHARMACEUTICALS INC COM 75 75 New 14,722
WHITING USA TR I TR UNIT 69 69 New 14,000

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