LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 09/30/2014

Position Statistics

Total Positions 155
New Positions 2
Increased Positions 60
Decreased Positions 62
Positions with Activity 122
Sold Out Positions 11
Total Mkt Value (in $ millions) 271

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.72%
Capital Goods 0.65%
Conglomerates 2.82%
Consumer Cyclical 0.04%
Consumer/Non-Cyclical 2.7%
Energy 56.88%
Financial 12.41%
Healthcare 4.75%
Services 3.14%
Technology 6.96%
Transportation 0.29%
Utilities 4.14%

62 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROYAL DUTCH SHELL PLC SPON ADR B 1,993 -341 (14.6) 28,075
WILLIAMS COS INC DEL COM 1,833 -93 (4.81) 40,087
ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 1,548 -72 (4.46) 41,249
PEMBINA PIPELINE CORP COM 1,547 -53 (3.3) 43,011
ORACLE CORP COM 1,390 -25 (1.79) 30,205
POWERSHARES QQQ TRUST UNIT SER 1 1,094 -22 (1.96) 10,495
CROSS TIMBERS RTY TR TR UNIT 1,018 -65 (6.01) 52,390
CORNING INC COM 980 -22 (2.19) 42,370
GILEAD SCIENCES INC COM 820 -31 (3.68) 9,165
VOC ENERGY TR TR UNIT 767 -20 (2.54) 134,740
BERKSHIRE HATHAWAY INC DEL CL B NEW 731 -13 (1.74) 4,815
WHITING USA TR II TR UNIT 729 -609 (45.53) 121,259
ISHARES TR N AMER TECH ETF 667 -3 (0.47) 6,413
VANGUARD INDEX FDS SMALL CP ETF 517 -99 (16.1) 4,429
MERCK & CO INC NEW COM 511 -44 (7.99) 8,927
ENBRIDGE INC COM 456 -20 (4.24) 9,026
GOLDMAN SACHS GROUP INC COM 372 -7 (1.81) 1,901
CONSOLIDATED EDISON INC COM 363 -7 (1.79) 5,495
MICROSOFT CORP COM 356 -3 (0.97) 7,338
SPROTT PHYSICAL GOLD TRUST UNIT 340 -5 (1.54) 35,100