LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 12/31/2013

Position Statistics

Total Positions 161
New Positions 19
Increased Positions 53
Decreased Positions 79
Positions with Activity 132
Sold Out Positions 15
Total Mkt Value (in $ millions) 319

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.88%
Capital Goods 0.51%
Conglomerates 1.48%
Consumer Cyclical 0.13%
Consumer/Non-Cyclical 1.69%
Energy 59.1%
Financial 16.81%
Healthcare 3.01%
Services 2.05%
Technology 5.32%
Transportation 0.08%
Utilities 6.08%

79 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SABINE ROYALTY TR UNIT BEN INT 19,005 -584 (2.98) 374,044
WHITING PETE CORP NEW COM 12,994 -936 (6.72) 173,600
WHITING USA TR II TR UNIT 9,568 -595 (5.85) 707,708
PERMIAN BASIN RTY TR UNIT BEN INT 8,525 -3 (0.04) 645,365
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 8,302 -2,333 (21.94) 171,680
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 6,403 -416 (6.1) 87,568
BAYTEX ENERGY CORP COM 5,616 -3,044 (35.15) 133,104
APPLE INC COM 5,443 -902 (14.22) 10,369
OCCIDENTAL PETE CORP DEL COM 5,262 -5,914 (52.92) 54,475
SUNCOR ENERGY INC NEW COM 5,181 -5,298 (50.56) 141,050
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 4,683 -422 (8.27) 82,033
INTERNATIONAL BUSINESS MACHS COM 4,399 -404 (8.41) 23,153
AT&T INC COM 4,062 -115 (2.76) 112,696
SPDR GOLD TRUST GOLD SHS 4,040 -255 (5.94) 32,382
JOHNSON & JOHNSON COM 4,028 -111 (2.69) 40,701
EXXON MOBIL CORP COM 3,808 -1,850 (32.7) 37,921
DU PONT E I DE NEMOURS & CO COM 3,797 -171 (4.3) 56,691
QUALCOMM INC COM 3,613 -566 (13.55) 44,435
CENOVUS ENERGY INC COM 3,307 -3,056 (48.02) 113,100
BRISTOL MYERS SQUIBB CO COM 3,128 -291 (8.52) 63,238