LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 03/31/2014

Position Statistics

Total Positions 157
New Positions 10
Increased Positions 69
Decreased Positions 62
Positions with Activity 131
Sold Out Positions 14
Total Mkt Value (in $ millions) 353

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.62%
Capital Goods 0.47%
Conglomerates 2.27%
Consumer Cyclical 0.05%
Consumer/Non-Cyclical 1.53%
Energy 65.19%
Financial 11.74%
Healthcare 3.15%
Services 1.97%
Technology 5.4%
Transportation 0.15%
Utilities 4.15%

131 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N -51 Sold Out 0
ANADARKO PETE CORP COM -7,153 Sold Out 0
ASA GOLD AND PRECIOUS MTLS LMT SHS -54 Sold Out 0
BELLATRIX EXPLORATION LTD COM -994 Sold Out 0
CHESAPEAKE ENERGY CORP COM -201 Sold Out 0
EMERALD OIL INC COM NEW -284 Sold Out 0
MAGNUM HUNTER RES CORP DEL COM -376 Sold Out 0
MARKET VECTORS ETF TR OIL SVCS ETF -250 Sold Out 0
MIDSTATES PETE CO INC COM -114 Sold Out 0
NATIONAL FUEL GAS CO N J COM -4,541 Sold Out 0
PANHANDLE OIL AND GAS INC CL A -980 Sold Out 0
SANDRIDGE PERMIAN TR COM UNIT BEN INT -1,206 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -181 Sold Out 0
WESTPORT INNOVATIONS INC COM NEW -331 Sold Out 0
U S GEOTHERMAL INC COM 23 7 47.47 32,000
MIMEDX GROUP INC COM 68 -314 (82.18) 10,800
SPROTT PHYSICAL GOLD TRUST UNIT 169 169 New 15,650
GOOGLE INC CL C 196 18 9.93 332
GOOGLE INC CL A 199 18 9.93 332
NUVEEN NJ PREM INCOME MUN FD COM 204 -52 (20.18) 14,631