LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 12/31/2013

Position Statistics

Total Positions 161
New Positions 19
Increased Positions 53
Decreased Positions 79
Positions with Activity 132
Sold Out Positions 15
Total Mkt Value (in $ millions) 319

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.88%
Capital Goods 0.51%
Conglomerates 1.48%
Consumer Cyclical 0.13%
Consumer/Non-Cyclical 1.69%
Energy 59.1%
Financial 16.81%
Healthcare 3.01%
Services 2.05%
Technology 5.32%
Transportation 0.08%
Utilities 6.08%

132 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CANADIAN NAT RES LTD COM 1,047 -112 (9.64) 25,775
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 920 -127 (12.11) 34,174
OASIS PETE INC NEW COM 894 894 New 18,900
ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 888 -1 (0.07) 30,882
NORTH EUROPEAN OIL RTY TR SH BEN INT 825 -212 (20.46) 34,593
CELGENE CORP COM 813 12 1.50 5,742
SM ENERGY CO COM 809 809 New 10,500
MPLX LP COM UNIT REP LTD 759 -127 (14.36) 14,027
POWERSHARES QQQ TRUST UNIT SER 1 756 -4 (0.57) 8,770
UNILEVER PLC SPON ADR NEW 752 -113 (13.09) 17,030
FREEPORT-MCMORAN COPPER & GOLD COM 669 -120 (15.22) 20,269
CHICAGO BRIDGE & IRON CO N V COM 627 -269 (30.05) 7,250
CORNING INC COM 622 -137 (18.03) 29,550
CITIGROUP INC COM NEW 604 -82 (11.95) 12,523
POTASH CORP SASK INC COM 571 -81 (12.36) 16,375
MERCK & CO INC NEW COM 565 11 2.05 10,002
VANGUARD INDEX FDS SMALL CP ETF 559 -4 (0.77) 5,059
RESOLUTE ENERGY CORP COM 550 -396 (41.87) 70,100
ISHARES MSCI EAFE ETF 478 13 2.79 7,073
MAGNUM HUNTER RES CORP DEL COM 466 466 New 54,300