LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 09/30/2014

Position Statistics

Total Positions 155
New Positions 2
Increased Positions 60
Decreased Positions 62
Positions with Activity 122
Sold Out Positions 11
Total Mkt Value (in $ millions) 265

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.71%
Capital Goods 0.66%
Conglomerates 2.87%
Consumer Cyclical 0.04%
Consumer/Non-Cyclical 2.72%
Energy 55.95%
Financial 12.83%
Healthcare 5.09%
Services 3.15%
Technology 7.02%
Transportation 0.29%
Utilities 4.15%

122 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BROOKFIELD INFRAST PARTNERS LP LP INT UNIT 2,465 219 9.74 60,781
PERMIAN BASIN RTY TR UNIT BEN INT 2,352 -957 (28.93) 236,621
WISDOMTREE TR EMERG MKTS ETF 2,340 -63 (2.64) 55,500
ENLINK MIDSTREAM LLC COM UNIT REP LTD 2,223 1,142 105.66 66,378
MPLX LP COM UNIT REP LTD 2,204 .02 34,042
OASIS PETE INC NEW COM 2,162 998 85.72 133,025
VERMILION ENERGY INC COM 2,137 1,588 289.57 44,800
HOLLYFRONTIER CORP COM 2,051 -1,222 (37.33) 55,876
MARATHON PETE CORP COM 2,008 -840 (29.5) 23,900
NORTHERN OIL & GAS INC NEV COM 1,965 -197 (9.13) 329,629
ISHARES SILVER TRUST ISHARES 1,944 240 14.08 127,455
ROYAL DUTCH SHELL PLC SPON ADR B 1,928 -330 (14.6) 28,075
WILLIAMS COS INC DEL COM 1,796 -91 (4.81) 40,087
CHESAPEAKE ENERGY CORP COM 1,610 1,474 1,082.98 84,110
SPDR SERIES TRUST S&P REGL BKG 1,573 128 8.86 38,785
CONTINENTAL RESOURCES INC COM 1,557 1,462 1,534.62 42,500
ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 1,550 -72 (4.46) 41,249
AMAZON COM INC COM 1,524 631 70.61 5,120
CONCHO RES INC COM 1,504 1,316 700 16,000
PEMBINA PIPELINE CORP COM 1,470 -50 (3.3) 43,011