LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 12/31/2013

Position Statistics

Total Positions 161
New Positions 19
Increased Positions 53
Decreased Positions 79
Positions with Activity 132
Sold Out Positions 15
Total Mkt Value (in $ millions) 320

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.88%
Capital Goods 0.51%
Conglomerates 1.47%
Consumer Cyclical 0.13%
Consumer/Non-Cyclical 1.72%
Energy 59.11%
Financial 16.73%
Healthcare 3.05%
Services 2.05%
Technology 5.34%
Transportation 0.08%
Utilities 6.08%

132 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN GAS PARTNERS LP COM UNIT LP IN 2,820 -109 (3.71) 41,276
ROYAL DUTCH SHELL PLC SPONS ADR A 2,708 -18,349 (87.14) 35,823
GENERAL ELECTRIC CO COM 2,627 -6 (0.23) 98,803
ENBRIDGE ENERGY PARTNERS L P COM 2,521 -123 (4.67) 86,588
VOC ENERGY TR TR UNIT 2,463 -376 (13.25) 159,913
ISHARES SILVER TRUST ISHARES 2,428 103 4.44 130,070
DEVON ENERGY CORP NEW COM 2,200 966 78.29 31,200
ISHARES U.S. MED DVC ETF 2,169 -57 (2.56) 22,460
BROOKFIELD INFRAST PARTNERS LP LP INT UNIT 2,030 -88 (4.15) 51,515
ORACLE CORP COM 2,006 -218 (9.79) 49,859
WILLIAMS COS INC DEL COM 1,962 -4,630 (70.24) 46,639
PEMBINA PIPELINE CORP COM 1,844 -89 (4.63) 47,428
GENESIS ENERGY L P UNIT LTD PARTN 1,508 -234 (13.44) 26,704
ENDURO RTY TR TR UNIT 1,486 -201 (11.92) 120,407
BONANZA CREEK ENERGY INC COM 1,472 29 2 30,600
ENERGY XXI BERMUDA LTD USD UNRS SHS 1,404 352 33.41 59,700
VERMILION ENERGY INC COM 1,381 -690 (33.33) 21,200
APPROACH RESOURCES INC COM 1,313 1,116 569 66,900
SANDRIDGE PERMIAN TR COM UNIT BEN INT 1,211 -887 (42.28) 95,287
BELLATRIX EXPLORATION LTD COM 1,153 689 148.40 124,200