LUCAS CAPITAL MANAGEMENT Information

2 BRIDGE AVE., RED BANK, New Jersey, 07701, (732) 758-1004

Report Date: 09/30/2014

Position Statistics

Total Positions 156
New Positions 3
Increased Positions 60
Decreased Positions 63
Positions with Activity 123
Sold Out Positions 11
Total Mkt Value (in $ millions) 303

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.52%
Capital Goods 0.68%
Conglomerates 2.68%
Consumer Cyclical 0.04%
Consumer/Non-Cyclical 2.24%
Energy 59.64%
Financial 12.29%
Healthcare 4.33%
Services 2.9%
Technology 6.16%
Transportation 0.26%
Utilities 3.84%

123 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TESORO LOGISTICS LP COM UNIT LP 4,271 320 8.09 73,640
AT&T INC COM 4,248 284 7.16 120,421
BAYTEX ENERGY CORP COM 4,220 1,141 37.05 157,950
NOBLE ENERGY INC COM 4,024 -4 (0.1) 71,175
NORTHERN OIL & GAS INC NEV COM 3,913 -393 (9.13) 329,629
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 3,881 -410 (9.56) 43,548
DU PONT E I DE NEMOURS & CO COM 3,777 -44 (1.14) 52,870
BRISTOL MYERS SQUIBB CO COM 3,740 -51 (1.35) 63,808
DENBURY RES INC COM NEW 3,651 345 10.44 371,394
OASIS PETE INC NEW COM 3,604 1,663 85.72 133,025
EXXON MOBIL CORP COM 3,572 13 .36 37,277
INTERNATIONAL BUSINESS MACHS COM 3,439 -64 (1.83) 21,409
PIONEER NAT RES CO COM 3,399 3,399 New 19,700
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 3,337 508 17.95 156,682
SPDR GOLD TRUST GOLD SHS 3,336 97 2.99 29,041
CENOVUS ENERGY INC COM 3,335 273 8.93 134,200
DEVON ENERGY CORP NEW COM 3,255 2,577 380.30 48,750
QUALCOMM INC COM 3,067 -68 (2.16) 43,370
ISHARES U.S. MED DVC ETF 2,884 288 11.10 26,131
GENERAL ELECTRIC CO COM 2,879 -21 (0.73) 107,226