LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,668

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.12%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.13%
Energy 2.01%
Financial 76.8%
Healthcare 2.6%
Services 4.1%
Technology 3.83%
Transportation 0.67%
Utilities 1.32%

2,872 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 29,274 -1,874 (6.02) 287,033
ISHARES TR 0-5 YR TIPS ETF 3,107 -700 (18.39) 31,017
ISHARES TR 0-5YR HI YL CP 1,533 493 47.36 31,170
ISHARES TR 0-5YR INVT GR CP 584 37 6.67 11,519
BARCLAYS BK PLC 10 YR TREAS BEAR 440 78 21.68 24,312
ISHARES 10+ YR CR BD ETF 6,474 457 7.60 102,967
COMPASS EMP FDS TR 100 ENH VOLA ETF 4,588 1,752 61.80 125,805
ISHARES 10-20 YR TRS ETF 2,180 626 40.33 15,636
ISHARES 1-3 YR CR BD ETF 64,458 -4,146 (6.04) 609,995
ISHARES TR 1-3 YR TR BD ETF 33,395 -395 (1.17) 393,251
PIMCO ETF TR 1-3YR USTREIDX -2,685 Sold Out 0
ISHARES 15 AMT-FREE ETF 1,356 -71 (5) 25,818
PIMCO ETF TR 1-5 US TIP IDX 25,438 -3,304 (11.5) 485,458
PIMCO ETF TR 15+ YR US TIPS 813 192 30.86 11,495
ISHARES 16 AMT-FREE ETF 1,274 7 .54 23,921
ISHARES 17 AMT-FREE ETF 1,047 -6 (0.59) 19,044
ISHARES TR 18 AMT-FREE ETF 387 New 15,159
ISHARES TR 20+ YR TR BD ETF 79,452 30,565 62.52 604,427
ISHARES TR 2016 CORP EX ETF 542 -138 (20.3) 5,439
ISHARES TR 2016 CP TM ETF 507 179 54.82 5,024