LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 03/31/2016

Position Statistics

Total Positions 3,287
New Positions 175
Increased Positions 1,463
Decreased Positions 1,692
Positions with Activity 3,155
Sold Out Positions 216
Total Mkt Value (in $ millions) 36,058

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.55%
Capital Goods 1.13%
Conglomerates 0.09%
Consumer Cyclical 0.69%
Consumer/Non-Cyclical 2.29%
Energy 1.48%
Financial 76.63%
Healthcare 2.46%
Services 4.08%
Technology 3.31%
Transportation 0.42%
Utilities 1.02%

3,287 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACACIA RESH CORP ACACIA TCH COM -170 Sold Out 0
ACADIA HEALTHCARE COMPANY INC COM -189 Sold Out 0
ADVISORSHARES TR ATHENA HGH DIV -247 Sold Out 0
AECOM COM -271 Sold Out 0
AGENUS INC COM NEW -69 Sold Out 0
AIRCASTLE LTD COM -892 Sold Out 0
ALBANY MOLECULAR RESH INC COM -191 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR -113 Sold Out 0
ALKERMES PLC SHS -232 Sold Out 0
ALPHA ARCHITECT ETF TR US QUANT ETF Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -79 Sold Out 0
AMERCO COM -620 Sold Out 0
AMERICAN CAP SR FLOATING LTD COM -108 Sold Out 0
AMETEK INC NEW COM -313 Sold Out 0
ANIKA THERAPEUTICS INC COM -247 Sold Out 0
ANWORTH MORTGAGE ASSET CP COM -46 Sold Out 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH -47 Sold Out 0
ARCH COAL INC COM NEW -5 Sold Out 0
ARGAN INC COM -278 Sold Out 0
ASPEN TECHNOLOGY INC COM -215 Sold Out 0