LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,387
Decreased Positions 1,370
Positions with Activity 2,757
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.11%
Energy 2.8%
Financial 76.98%
Healthcare 2.45%
Services 4.07%
Technology 3.99%
Transportation 0.57%
Utilities 1.42%

2,806 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES MSCI EAFE ETF 177,821 -121,669 (40.63) 2,612,331
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 631,127 -58,772 (8.52) 2,456,033
ISHARES SP SMCP600GR ETF 53,331 -52,434 (49.58) 455,980
ISHARES RUS 1000 ETF 93,901 -43,649 (31.73) 846,339
ISHARES 1-3 YR CR BD ETF 66,178 -39,093 (37.14) 627,337
MARKET VECTORS ETF TR HG YLD MUN ETF 11,335 -36,722 (76.41) 375,327
ISHARES MSCI PAC JP ETF 10,974 -35,344 (76.31) 214,845
ISHARES CORE S&P SCP ETF 223,104 -29,070 (11.53) 2,040,836
SPDR SERIES TRUST BARC SHT TR CP 1,474 -27,977 (95) 47,894
ISHARES MSCI UK ETF 1,451 -27,937 (95.06) 69,414
ISHARES MSCI MEX CAP ETF 13,999 -26,130 (65.12) 199,327
VANGUARD BD INDEX FD INC SHORT TRM BOND 49,300 -25,022 (33.67) 614,713
ISHARES RUSSELL 2000 ETF 150,436 -24,839 (14.17) 1,309,677
ISHARES S&P MC 400GR ETF 30,251 -17,655 (36.85) 195,231
SPDR S&P 500 ETF TR TR UNIT 309,560 -16,506 (5.06) 1,558,395
ISHARES U.S. CNSM SV ETF 6,648 -14,907 (69.16) 53,257
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 93,808 -14,878 (13.69) 1,169,525
ISHARES U.S. INDS ETF 7,327 -13,929 (65.53) 70,796
SPDR SERIES TRUST BRCLYS INTL ETF 50,755 -12,777 (20.11) 838,239
POWERSHARES ETF TRUST DYNA BUYBK ACH 291,545 -12,553 (4.13) 6,465,841