LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,350

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.69%
Financial 76.84%
Healthcare 2.38%
Services 3.95%
Technology 3.9%
Transportation 0.58%
Utilities 1.46%

2,820 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STRATTEC SEC CORP COM 403 New 5,017
POWERSHARES ETF TRUST ZACKS MC PRTFL 402 -36 (8.27) 24,213
BRASKEM S A SP ADR PFD A 401 13 3.28 29,383
NUVEEN ENHANCED MUN VALUE FD COM 401 -13 (3.18) 26,758
GRAND CANYON ED INC COM 400 10 2.47 9,255
SUPERIOR ENERGY SVCS INC COM 400 -73 (15.39) 11,165
FIRST TR ABERDEEN GLBL OPP FD COM SHS 400 25 6.78 27,739
NUVEEN MTG OPPORTUNITY TERM FD COM 398 -4 (0.98) 16,631
NUVEEN MUN ADVANTAGE FD INC COM 397 -28 (6.48) 28,286
SWIFT TRANSN CO CL A 397 -114 (22.27) 18,751
NATIONAL FUEL GAS CO N J COM 397 68 20.84 5,190
TUPPERWARE BRANDS CORP COM 396 12 3.11 5,407
PALL CORP COM 396 -115 (22.56) 4,690
AIRCASTLE LTD COM 394 118 42.67 20,587
RESMED INC COM 393 -99 (20.14) 7,416
ISTAR FINL INC COM 392 -3 (0.68) 26,354
TORTOISE PIPELINE & ENERGY FD COM 391 72 22.79 10,711
WABCO HLDGS INC COM 391 5 1.26 3,784
BLACKROCK MUNIY QUALITY FD II COM 390 -126 (24.42) 30,248
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 390 -8 (2.12) 97,217