LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,847
New Positions 186
Increased Positions 1,411
Decreased Positions 1,370
Positions with Activity 2,781
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,252

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.28%
Energy 2.01%
Financial 76.45%
Healthcare 2.65%
Services 4.2%
Technology 3.9%
Transportation 0.66%
Utilities 1.48%

2,847 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CLAYMORE EXCHANGE TRD FD TR 2 GUGG CA ENRG INC 386 -514 (57.09) 38,528
PETROCHINA CO LTD SPONSORED ADR 386 -6 (1.64) 3,529
TERADYNE INC COM 385 14 3.91 20,675
APOLLO ED GROUP INC CL A 385 -24 (5.86) 14,616
CHIMERA INVT CORP COM 384 23 6.33 120,808
LG DISPLAY CO LTD SPONS ADR REP 384 384 New 22,870
SELECT COMFORT CORP COM 384 48 14.29 12,572
NUVEEN CA DIV ADVANTG MUN FD 2 COM 384 29 8.30 25,816
POLYPORE INTL INC COM 384 -57 (13) 8,700
NUVEEN MTG OPPORTUNITY TERM FD COM 384 -6 (1.44) 16,391
PUTNAM MASTER INTER INCOME TR SH BEN INT 382 -17 (4.3) 80,324
GLOBUS MED INC CL A 382 51 15.56 28,314
EMBRAER S A SP ADR REP 4 COM 381 -230 (37.68) 10,744
OWENS ILL INC COM NEW 380 -149 (28.13) 16,499
FIRST TR DIVIDEND INCOME FD COM 380 -14 (3.67) 43,860
SPDR INDEX SHS FDS INTL HLTH ETF 380 10 2.68 7,706
MFS MUN INCOME TR SH BEN INT 380 12 3.28 55,623
GREAT PLAINS ENERGY INC COM 380 10 2.82 12,638
BIOMARIN PHARMACEUTICAL INC COM 379 -860 (69.42) 3,803
CYS INVTS INC COM 378 11 3.07 42,531