LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,142

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.22%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.26%
Energy 2.64%
Financial 77.63%
Healthcare 2.5%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.45%

2,758 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENTERPRISE PRODS PARTNERS L P COM 19,763 661 3.46 270,503
RYDEX ETF TRUST GUG S&P500 PU VA 19,482 4,211 27.58 378,066
GOOGLE INC CL A 19,410 444 2.34 34,421
WISDOMTREE TR SMALLCAP DIVID 19,405 -213 (1.09) 286,668
PIMCO HIGH INCOME FD COM SHS 19,225 744 4.03 1,520,973
GOOGLE INC CL C 19,157 439 2.34 34,421
MARKET VECTORS ETF TR MKT VECTR WIDE 18,963 2,123 12.61 633,776
FACEBOOK INC CL A 18,753 4,171 28.60 314,023
FORD MTR CO DEL COM PAR $0.01 18,631 96 .52 1,159,372
AMAZON COM INC COM 18,555 1,641 9.70 57,326
FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE 18,511 2,310 14.26 508,686
ISHARES U.S. FIN SVC ETF 18,447 415 2.30 225,953
POWERSHARES ETF TRUST FTSE US1500 SM 18,226 1,458 8.70 188,453
BRISTOL MYERS SQUIBB CO COM 18,226 -2,770 (13.19) 371,121
WAL-MART STORES INC COM 18,182 114 .63 235,462
ISHARES COHEN&STEER REIT 18,023 -617 (3.31) 213,014
3M CO COM 17,932 189 1.07 131,114
LOCKHEED MARTIN CORP COM 17,906 2,159 13.71 112,308
GILEAD SCIENCES INC COM 17,719 1,094 6.58 255,762
ALLIANZGI CONV & INCOME FD II COM 17,541 -176 (0.99) 1,819,564