LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,388
Decreased Positions 1,369
Positions with Activity 2,757
Sold Out Positions 188
Total Mkt Value (in $ millions) 16,836

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.08%
Energy 2.77%
Financial 77.02%
Healthcare 2.46%
Services 4.11%
Technology 4.01%
Transportation 0.56%
Utilities 1.4%

2,806 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST TR ISE REVERE NAT GAS IN COM 30,331 151 .50 1,427,325
ISHARES TR S&P MC 400GR ETF 30,017 -17,518 (36.85) 195,231
STARBUCKS CORP COM 28,956 -1,474 (4.84) 367,000
SPDR INDEX SHS FDS DJ GLB RL ES ETF 28,921 1,999 7.42 613,115
ISHARES EAFE SML CP ETF 28,731 -12,142 (29.71) 551,671
ISHARES TR RUS 2000 GRW ETF 28,506 -1,309 (4.39) 213,479
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 28,020 966 3.57 341,006
POWERSHARES ETF TRUST II DWA SC MOMNT PTF 27,869 -2,018 (6.75) 752,616
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 27,811 -956 (3.32) 461,367
PIMCO ETF TR 1-5 US TIP IDX 27,775 696 2.57 520,317
LOCKHEED MARTIN CORP COM 27,724 8,611 45.06 162,910
MCDONALDS CORP COM 27,171 -2,759 (9.22) 283,175
ISHARES TR U.S. UTILITS ETF 27,020 19,660 267.13 256,746
ISHARES TR RUS 2000 VAL ETF 26,933 -879 (3.16) 274,045
MERCK & CO INC NEW COM 26,870 -522 (1.91) 462,638
DU PONT E I DE NEMOURS & CO COM 26,740 -2,188 (7.56) 408,931
ISHARES TR EAFE MIN VOL ETF 26,008 21,916 535.61 396,342
RYDEX ETF TRUST GUG S&P MC400 PG 25,931 3,100 13.58 211,180
ISHARES GOLD TRUST ISHARES 25,277 -1,448 (5.42) 2,010,930
FIRST TR MID CAP CORE ALPHADEX COM SHS 25,168 2,097 9.09 486,148