LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.23%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.66%
Financial 77.62%
Healthcare 2.51%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.44%

2,758 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WELLS FARGO & CO NEW COM 28,088 1,452 5.45 574,054
ISHARES RUS 2000 VAL ETF 28,038 339 1.22 282,986
MARKET VECTORS ETF TR EM LC CURR DBT 27,814 -7,594 (21.45) 1,171,134
SELECT SECTOR SPDR TR SBI INT-ENERGY 27,495 -815 (2.88) 296,310
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 27,202 1,735 6.81 477,229
CREDIT SUISSE NASSAU BRH INVRS VIX STERM 27,116 -4,177 (13.35) 857,822
STARBUCKS CORP COM 27,055 377 1.41 385,678
PIMCO ETF TR 1-5 US TIP IDX 26,947 1,586 6.25 507,281
ISHARES GOLD TRUST ISHARES 26,704 -3,500 (11.59) 2,126,140
MERCK & CO INC NEW COM 26,633 896 3.48 471,624
SELECT SECTOR SPDR TR SBI CONS DISCR 26,632 2,510 10.41 417,630
FIRST TR LRG CP VL ALPHADEX FD COM SHS 26,522 2,437 10.12 639,864
PHILIP MORRIS INTL INC COM 26,431 135 .51 317,877
ISHARES INTL SEL DIV ETF 26,297 3,328 14.49 670,489
ISHARES US HLTHCARE ETF 26,007 3,742 16.81 217,758
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 25,513 327 1.30 329,245
SPDR INDEX SHS FDS DJ GLB RL ES ETF 25,495 -5,018 (16.45) 570,743
HEALTHCARE TR AMER INC CL A 25,158 6,159 32.42 2,174,406
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 24,993 3,107 14.20 492,854
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 23,328 -385 (1.62) 393,794