LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,350

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.69%
Financial 76.84%
Healthcare 2.38%
Services 3.95%
Technology 3.9%
Transportation 0.58%
Utilities 1.46%

2,820 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RIO TINTO PLC SPONSORED ADR 1,550 -183 (10.58) 28,838
WABTEC CORP COM 1,545 18 1.16 18,537
CLAYMORE EXCHANGE TRD FD TR 2 GUGG CA ENRG INC 1,544 1,544 New 89,780
APPLIED MATLS INC COM 1,544 53 3.55 66,828
DBX ETF TR DX TRACKR GERMN 1,540 22 1.48 61,826
HANCOCK JOHN INV TRUST TAX ADV GLB SH 1,537 264 20.73 123,830
BARCLAYS BK PLC IPATH S&P500 VIX 1,536 481 45.64 54,651
ROYCE MICRO-CAP TR INC COM 1,535 -413 (21.19) 122,600
HANESBRANDS INC COM 1,534 393 34.42 14,943
PROSHARES TR II VIX STRMFUT ETF 1,534 308 25.12 81,860
ETFS PRECIOUS METALS BASKET TR PHYS PM BSKT 1,532 60 4.08 22,045
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 1,531 -1,152 (42.93) 30,489
CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 1,531 -5,907 (79.42) 56,482
DISH NETWORK CORP CL A 1,527 343 28.99 23,554
ISHARES TR CMBS ETF 1,525 -4 (0.28) 29,512
ISHARES GLOB UTILITS ETF 1,525 -105 (6.44) 31,084
WESTERN GAS PARTNERS LP COM UNIT LP IN 1,521 34 2.32 19,626
CINCINNATI FINL CORP COM 1,518 133 9.64 31,575
TRIMBLE NAVIGATION LTD COM 1,514 -77 (4.86) 45,513
BLACKROCK FLOAT RATE OME STRAT COM 1,513 92 6.47 106,128