LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,388
Decreased Positions 1,369
Positions with Activity 2,757
Sold Out Positions 188
Total Mkt Value (in $ millions) 16,904

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.8%
Financial 76.99%
Healthcare 2.44%
Services 4.06%
Technology 4%
Transportation 0.56%
Utilities 1.42%

2,806 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CAMBRIA ETF TR SHSHLD YIELD ETF 1,444 312 27.59 46,827
FIRST TR SR FLG RTE INCM FD II COM 1,442 -23 (1.6) 103,255
BLACKROCK FLOAT RATE OME STRAT COM 1,442 -19 (1.31) 99,678
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 1,441 40 2.88 106,428
B & G FOODS INC NEW COM 1,439 -19 (1.29) 48,779
VERIFONE SYS INC COM 1,433 120 9.14 40,637
HOLLYFRONTIER CORP COM 1,431 -485 (25.34) 31,085
COHEN & STEERS CLOSED END OPPO COM 1,427 -2,140 (59.99) 104,844
HARRIS CORP DEL COM 1,426 -352 (19.79) 19,621
AMERISOURCEBERGEN CORP COM 1,425 -2,540 (64.06) 18,557
ISHARES MSCI EURO FL ETF 1,425 642 82.00 57,538
PIMCO ETF TR SHTRM MUN BOND 1,422 -133 (8.52) 28,195
MONSTER BEVERAGE CORP COM 1,422 846 146.83 21,222
XCEL ENERGY INC COM 1,420 -313 (18.07) 45,041
POWERSHARES ETF TRUST DYN FD & BEV 1,420 -188 (11.69) 50,846
PIMCO ETF TR 25YR+ ZERO U S 1,420 -66 (4.42) 13,677
HSBC HLDGS PLC SPON ADR NEW 1,418 -177 (11.11) 26,847
MARSH & MCLENNAN COS INC COM 1,417 40 2.90 27,550
ACTIVISION BLIZZARD INC COM 1,414 561 65.86 61,499
WISDOMTREE TR GLB EX US RL EST 1,409 -5 (0.35) 46,133