LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,422
Decreased Positions 1,391
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,462

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.14%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.12%
Energy 1.91%
Financial 76.83%
Healthcare 2.63%
Services 4.14%
Technology 3.84%
Transportation 0.68%
Utilities 1.3%

2,872 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK MUNIHLDNGS CALI QLTY COM 1,583 -76 (4.57) 107,953
NUVEEN MUN HIGH INCOME OPP FD COM 1,582 267 20.27 114,360
RF MICRODEVICES INC COM 1,579 338 27.28 95,193
CLAYMORE EXCHANGE TRD FD TR 2 GUGGENHEIM SOLAR 1,573 -209 (11.75) 35,384
MOBILEYE N V AMSTELVEEN ORD SHS 1,570 838 114.42 37,350
KOHLS CORP COM 1,564 -133 (7.85) 20,769
LAUDER ESTEE COS INC CL A 1,561 -49 (3.06) 18,836
HUNTSMAN CORP COM 1,561 -64 (3.93) 73,414
LEVEL 3 COMMUNICATIONS INC COM NEW 1,560 867 125.11 28,915
O REILLY AUTOMOTIVE INC NEW COM 1,557 659 73.46 7,228
LAS VEGAS SANDS CORP COM 1,554 -462 (22.91) 28,388
NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 1,553 16 1.04 113,586
INVESCO QUALITY MUNI INC TRST COM 1,551 -96 (5.81) 124,044
ISHARES TR U.S. TELECOM ETF 1,548 -28 (1.79) 50,913
ISHARES TR CMBS ETF 1,543 47 3.15 29,605
FIRST TR EXCH TRD ALPHA FD II JAPAN ALPHADEX 1,542 1,311 569.32 30,695
PROSHARES TR PSHS ULT NASB 1,541 233 17.80 9,511
HANCOCK JOHN INV TRUST TAX ADV GLB SH 1,532 -71 (4.45) 125,595
WHIRLPOOL CORP COM 1,529 -2,376 (60.84) 7,704
ISHARES TR 0-5YR HI YL CP 1,527 491 47.36 31,170