LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.23%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.66%
Financial 77.62%
Healthcare 2.51%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.44%

2,758 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 1,526 41 2.74 15,697
POWERSHARES ETF TRUST INDL SECT PORT 1,524 948 164.43 33,067
EL PASO PIPELINE PARTNERS L P COM UNIT LPI 1,523 726 91.17 45,938
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N 1,514 -398 (20.82) 179,653
ISHARES MSCI KLD400 SOC 1,508 275 22.28 21,589
NUVEEN CAL AMT-FREE MUN INC FD COM 1,506 -107 (6.63) 113,210
ISHARES RUS TP200 GR ETF 1,497 -106 (6.63) 33,198
ETFS GOLD TR SHS 1,493 -131 (8.07) 11,738
SPDR SERIES TRUST OILGAS EQUIP 1,488 550 58.56 32,229
NUVEEN MD PREM INCOME MUN FD COM 1,485 -138 (8.5) 119,503
NATIONAL RETAIL PPTYS INC COM 1,485 279 23.09 43,490
COVANCE INC COM 1,480 171 13.09 15,267
SEMPRA ENERGY COM 1,478 -125 (7.79) 15,219
DECKERS OUTDOOR CORP COM 1,478 5 .37 19,228
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 1,477 -46 (3.03) 29,599
IVY HIGH INC OPPORTUNITIES FD COM 1,472 1,136 337.49 80,223
BARRICK GOLD CORP COM 1,472 -15 (1.02) 81,865
FIRST TR SR FLG RTE INCM FD II COM 1,470 -227 (13.4) 104,934
PG&E CORP COM 1,462 33 2.29 32,590
VANGUARD MALVERN FDS STRM INFPROIDX 1,462 85 6.14 29,490