LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,757
New Positions 241
Increased Positions 1,562
Decreased Positions 1,144
Positions with Activity 2,706
Sold Out Positions 127
Total Mkt Value (in $ millions) 15,869

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.21%
Conglomerates 0.07%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.25%
Energy 2.61%
Financial 77.73%
Healthcare 2.49%
Services 4.34%
Technology 3.85%
Transportation 0.51%
Utilities 1.45%

2,757 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARATHON PETE CORP COM 1,537 440 40.09 18,453
ISHARES TR CMBS ETF 1,535 -4 (0.24) 29,969
AMEREN CORP COM 1,534 611 66.16 37,865
HARLEY-DAVIDSON INC COM 1,532 132 9.42 23,391
DARDEN RESTAURANTS INC COM 1,532 -24 (1.55) 31,613
POWERSHARES ETF TRUST DYN FD & BEV 1,532 84 5.83 57,578
FOREST LABS INC COM 1,526 728 91.24 17,590
DOVER CORP COM 1,526 318 26.34 18,891
FIRST TR FTSE EPRA/NAREIT DEVL COM 1,525 152 11.08 37,416
BARRICK GOLD CORP COM 1,524 -16 (1.02) 81,865
RYDEX ETF TRUST GUG RUSS MCP EQL 1,520 85 5.91 32,511
ETFS GOLD TR SHS 1,520 -133 (8.07) 11,738
PEMBINA PIPELINE CORP COM 1,520 -3 (0.19) 39,695
SPDR SERIES TRUST S&P BK ETF 1,513 52 3.54 46,934
VALE S A ADR 1,508 37 2.54 102,157
ISHARES US OIL EQ&SV ETF 1,504 -210 (12.25) 22,585
CHECK POINT SOFTWARE TECH LTD ORD 1,501 56 3.86 22,929
NUVEEN CAL AMT-FREE MUN INC FD COM 1,496 -106 (6.63) 113,210
SYNAPTICS INC COM 1,494 639 74.80 26,743
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 1,493 40 2.74 15,697