LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,807
New Positions 180
Increased Positions 1,388
Decreased Positions 1,370
Positions with Activity 2,758
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,876

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.98%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.15%
Energy 2.79%
Financial 77.09%
Healthcare 2.45%
Services 4.03%
Technology 3.9%
Transportation 0.56%
Utilities 1.4%

2,807 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WISDOMTREE TR JAPN HEDGE EQT 41,159 4,161 11.25 831,834
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 39,310 -1,357 (3.34) 1,345,774
ISHARES MSCI GERMANY ETF 38,956 -5,694 (12.75) 1,260,718
VANGUARD INDEX FDS MCAP VL IDXVIP 38,936 1,768 4.76 449,871
ISHARES US HOME CONS ETF 38,636 3,293 9.32 1,586,701
COCA COLA CO COM 38,424 -11,478 (23) 916,158
PIMCO ETF TR TOTL RETN ETF 37,842 -3,391 (8.23) 347,751
BOEING CO COM 37,819 -1,834 (4.62) 298,284
DNP SELECT INCOME FD COM 37,817 8,115 27.32 3,722,184
FIRST TR LRGE CP CORE ALPHA FD COM SHS 37,775 -10,296 (21.42) 856,186
FIRST TR LRG CP VL ALPHADEX FD COM SHS 37,388 9,656 34.82 862,670
ISHARES US HLTHCARE ETF 36,629 8,573 30.56 284,297
ISHARES NASDQ BIOTEC ETF 36,566 11,800 47.65 144,170
CREDIT SUISSE NASSAU BRH EQL WGT MLP LKD 36,510 -1,385 (3.65) 1,045,232
ISHARES 1-3 YR TR BD ETF 35,833 -693 (1.9) 424,264
INTEL CORP COM 35,607 371 1.05 1,156,433
VANGUARD INDEX FDS S&P 500 ETF SHS 35,384 2,294 6.93 196,613
ISHARES 20+ YR TR BD ETF 35,299 13,693 63.38 313,098
SPDR GOLD TRUST GOLD SHS 35,171 -2,204 (5.9) 276,786
CONOCOPHILLIPS COM 34,877 2,034 6.19 405,363