LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,848
New Positions 186
Increased Positions 1,411
Decreased Positions 1,371
Positions with Activity 2,782
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,368

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.17%
Conglomerates 0.08%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.29%
Energy 2.04%
Financial 76.41%
Healthcare 2.65%
Services 4.19%
Technology 3.91%
Transportation 0.66%
Utilities 1.48%

2,848 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR RUS MDCP VAL ETF 53,896 -3,323 (5.81) 729,012
ISHARES TR S&P MC 400VL ETF 53,661 -4,490 (7.72) 426,487
VANGUARD INDEX FDS MID CAP ETF 52,842 716 1.37 428,325
POWERSHARES ETF TRUST II SENIOR LN PORT 52,714 -38,070 (41.94) 2,194,572
ISHARES TR MSCI EMG MKT ETF 52,633 -40,500 (43.49) 1,291,292
VANGUARD INDEX FDS LARGE CAP ETF 51,389 -660 (1.27) 545,708
DISNEY WALT CO COM DISNEY 51,266 2,328 4.76 541,239
MICROSOFT CORP COM 50,978 2,529 5.22 1,080,510
SELECT SECTOR SPDR TR TECHNOLOGY 50,915 -22,844 (30.97) 1,228,344
PROCTER & GAMBLE CO COM 50,407 2,826 5.94 559,581
ISHARES TR 20+ YR TR BD ETF 50,121 3,550 7.62 371,903
CHEVRON CORP NEW COM 48,429 474 .99 453,243
FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH 48,025 11,435 31.25 770,252
SPDR DOW JONES INDL AVRG ETF UT SER 1 47,103 3,939 9.13 267,009
SPDR SERIES TRUST S&P HOMEBUILD 46,822 -21,276 (31.24) 1,384,441
ISHARES TR US HLTHCARE ETF 46,319 11,004 31.16 308,915
ISHARES TR NASDQ BIOTEC ETF 45,385 -6,441 (12.43) 140,768
ISHARES TR FLTG RATE BD ETF 45,026 -1,283 (2.77) 890,361
FIRST TR LRG CP VL ALPHADEX FD COM SHS 44,501 5,786 14.94 1,030,116
ISHARES TR U.S. TECH ETF 43,155 -5,724 (11.71) 411,978