LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,848
New Positions 186
Increased Positions 1,411
Decreased Positions 1,371
Positions with Activity 2,782
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,492

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.91%
Capital Goods 1.18%
Conglomerates 0.07%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.25%
Energy 2.11%
Financial 76.44%
Healthcare 2.58%
Services 4.13%
Technology 3.96%
Transportation 0.67%
Utilities 1.47%

2,848 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR RUS MDCP VAL ETF 54,341 -3,351 (5.81) 729,012
VANGUARD INDEX FDS MID CAP ETF 53,562 726 1.37 428,325
POWERSHARES ETF TRUST II SENIOR LN PORT 52,538 -37,943 (41.94) 2,194,572
PROCTER & GAMBLE CO COM 52,298 2,932 5.94 559,581
VANGUARD INDEX FDS LARGE CAP ETF 52,224 -671 (1.27) 545,708
SELECT SECTOR SPDR TR TECHNOLOGY 51,984 -23,324 (30.97) 1,228,344
MICROSOFT CORP COM 51,735 2,566 5.22 1,080,510
DISNEY WALT CO COM DISNEY 51,434 2,335 4.76 541,239
ALTRIA GROUP INC COM 51,402 1,284 2.56 1,015,854
CHEVRON CORP NEW COM 51,330 502 .99 453,243
ISHARES TR MSCI EMG MKT ETF 50,903 -39,169 (43.49) 1,291,292
SPDR DOW JONES INDL AVRG ETF UT SER 1 48,112 4,023 9.13 267,009
FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH 47,086 11,212 31.25 770,252
SPDR SERIES TRUST S&P HOMEBUILD 46,642 -21,194 (31.24) 1,384,441
ISHARES TR 20+ YR TR BD ETF 46,268 3,277 7.62 371,903
FIRST TR LRG CP VL ALPHADEX FD COM SHS 45,644 5,934 14.94 1,030,116
ISHARES TR US HLTHCARE ETF 45,055 10,704 31.16 308,915
ISHARES TR FLTG RATE BD ETF 45,034 -1,283 (2.77) 890,361
ISHARES TR U.S. TECH ETF 44,073 -5,846 (11.71) 411,978
VANGUARD WORLD FDS INF TECH ETF 43,908 4,726 12.06 410,779