LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.23%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.66%
Financial 77.62%
Healthcare 2.51%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.44%

2,758 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD BD INDEX FD INC SHORT TRM BOND 74,220 -17,519 (19.1) 926,704
JOHNSON & JOHNSON COM 73,660 150 .20 744,344
ISHARES IBOXX INV CP ETF 68,572 -8,671 (11.23) 583,793
VANGUARD INDEX FDS REIT ETF 67,226 -8,777 (11.55) 936,693
ISHARES MSCI EMG MKT ETF 65,959 -5,758 (8.03) 1,570,068
AT&T INC COM 64,925 1,462 2.30 1,801,476
ISHARES TR FLTG RATE BD ETF 64,617 -6,414 (9.03) 1,274,498
POWERSHARES ETF TRUST II SENIOR LN PORT 63,131 10,077 18.99 2,560,050
SPDR SERIES TRUST BRCLYS INTL ETF 62,620 22,892 57.62 1,049,260
SELECT SECTOR SPDR TR SBI HEALTHCARE 61,283 3,183 5.48 1,077,221
ISHARES S&P 500 VAL ETF 59,859 2,762 4.84 686,770
CHEVRON CORP NEW COM 59,527 213 .36 481,297
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 57,987 734 1.28 915,350
BERKSHIRE HATHAWAY INC DEL CL B NEW 57,285 3,212 5.94 450,423
PIMCO ETF TR 0-5 HIGH YIELD 57,244 -6,789 (10.6) 535,996
ISHARES RUS MID-CAP ETF 56,980 3,778 7.10 372,955
PIMCO ETF TR ENHAN SHRT MAT 56,980 -6,776 (10.63) 561,820
VERIZON COMMUNICATIONS INC COM 56,338 602 1.08 1,183,580
ISHARES TR HIGH DIVIDND ETF 55,216 -2,532 (4.38) 759,093
VANGUARD INDEX FDS VALUE ETF 53,978 2,581 5.02 691,933