LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,821
New Positions 203
Increased Positions 1,422
Decreased Positions 1,334
Positions with Activity 2,756
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,326

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.96%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.68%
Financial 76.85%
Healthcare 2.37%
Services 3.96%
Technology 3.88%
Transportation 0.58%
Utilities 1.44%

2,821 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES U.S. PFD STK ETF 113,642 12,145 11.97 2,839,634
SELECT SECTOR SPDR TR SBI INT-INDS 113,295 -2,473 (2.14) 2,092,249
ISHARES TR IBOXX INV CP ETF 112,504 -1,933 (1.69) 935,738
SELECT SECTOR SPDR TR SBI HEALTHCARE 105,674 278 .26 1,660,242
ISHARES TR MSCI EMG MKT ETF 104,147 44,703 75.20 2,284,920
ISHARES TR SELECT DIVID ETF 101,287 2,585 2.62 1,328,009
ISHARES TR RUS 1000 ETF 98,148 3,307 3.49 875,852
SPDR SER TR SHT TRM HGH YLD 97,886 10,410 11.90 3,202,012
ISHARES TR EUROPE ETF 97,349 22,713 30.43 2,067,306
ISHARES IBOXX HI YD ETF 96,930 -24,976 (20.49) 1,027,779
VANGUARD INDEX FDS GROWTH ETF 94,515 -5,256 (5.27) 928,803
POWERSHARES ETF TRUST II SENIOR LN PORT 93,505 23,816 34.18 3,779,487
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 93,242 -589 (0.63) 1,162,188
VANGUARD INDEX FDS SMALL CP ETF 91,846 2,991 3.37 787,769
ISHARES TR S&P 500 GRWT ETF 91,533 -86,427 (48.57) 846,115
GENERAL ELECTRIC CO COM 91,212 3,925 4.50 3,490,695
SELECT SECTOR SPDR TR SBI INT-FINL 91,071 -22,138 (19.56) 3,905,257
VANGUARD INDEX FDS REIT ETF 88,017 7,887 9.84 1,146,357
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 85,402 3,399 4.15 2,037,266
SPDR SERIES TRUST S&P DIVID ETF 84,428 3,832 4.75 1,100,034