LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 12/31/2016

Position Statistics

Total Positions 2,865
New Positions 255
Increased Positions 1,399
Decreased Positions 1,405
Positions with Activity 2,804
Sold Out Positions 204
Total Mkt Value (in $ millions) 13,417

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 1.18%
Basic Materials 0.6%
Industrials 1.27%
Consumer Cyclicals 1.39%
Consumer Non-Cyclicals 1.02%
Financials 81.84%
Healthcare 1.32%
Technology 1.87%
Telecommunication Services 0.23%
Utilities 0.59%

2,865 Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SELECT SECTOR SPDR TR TECHNOLOGY 85,606 -6,108 (6.66) 1,620,102
SPDR SERIES TRUST S&P DIVID ETF 84,197 8,033 10.55 958,850
ISHARES TR CORE HIGH DV ETF 83,077 -117 (0.14) 991,257
ISHARES TR MIN VOL EAFE ETF 82,426 -7,771 (8.62) 1,246,618
VICTORY PORTFOLIOS II SHS US EQ INCM 81,005 19,953 32.68 1,897,648
ISHARES TR SP SMCP600VL ETF 75,620 11,685 18.28 559,196
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 74,969 20,200 36.88 639,992
SPDR DOW JONES INDL AVRG ETF UT SER 1 69,399 19,923 40.27 337,299
FIRST TR LRGE CP CORE ALPHA FD COM SHS 69,082 1,675 2.49 1,352,966
VANGUARD BD INDEX FD INC SHORT TRM BOND 66,962 4,527 7.25 840,909
ISHARES TR S&P MC 400VL ETF 66,583 21,512 47.73 456,827
POWERSHARES ETF TRUST FTSE RAFI 1000 65,880 33,389 102.77 649,193
SSGA ACTIVE ETF TR SPDR TR TACTIC 64,072 -136 (0.21) 1,311,866
POWERSHARES ETF TR II PWRSHS SP500 LOW 61,061 427 .71 1,511,411
ISHARES TR CORE S&P TTL STK 60,640 21,295 54.12 1,133,243
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 60,367 250 .42 757,713
ISHARES TR RUSSELL 3000 ETF 59,753 1,418 2.43 431,209
SPDR INDEX SHS FDS DJ GLB RL ES ETF 56,145 55,893 22,224.13 1,196,350
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 53,093 7,851 17.35 533,442
ISHARES TR 20 YR TR BD ETF 52,596 -37,649 (41.72) 435,111