LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 12/31/2016

Position Statistics

Total Positions 2,868
New Positions 256
Increased Positions 1,400
Decreased Positions 1,407
Positions with Activity 2,807
Sold Out Positions 204
Total Mkt Value (in $ millions) 13,521

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 1.23%
Basic Materials 0.63%
Industrials 1.29%
Consumer Cyclicals 1.38%
Consumer Non-Cyclicals 1%
Financials 81.93%
Healthcare 1.3%
Technology 1.84%
Telecommunication Services 0.23%
Utilities 0.56%

2,868 Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST S&P DIVID ETF 84,638 8,075 10.55 958,850
SELECT SECTOR SPDR TR TECHNOLOGY 84,553 -6,033 (6.66) 1,620,102
ISHARES TR CORE HIGH DV ETF 82,909 -117 (0.14) 991,257
VICTORY PORTFOLIOS II SHS US EQ INCM 80,422 19,809 32.68 1,897,648
ISHARES TR MIN VOL EAFE ETF 79,671 -7,511 (8.62) 1,246,618
ISHARES TR SP SMCP600VL ETF 79,165 12,233 18.28 559,196
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 74,393 20,044 36.88 639,992
FIRST TR LRGE CP CORE ALPHA FD COM SHS 69,800 1,693 2.49 1,352,966
SPDR DOW JONES INDL AVRG ETF UT SER 1 69,443 19,935 40.27 337,299
ISHARES TR S&P MC 400VL ETF 68,794 22,226 47.73 456,827
VANGUARD BD INDEX FD INC SHORT TRM BOND 67,012 4,531 7.25 840,909
POWERSHARES ETF TRUST FTSE RAFI 1000 66,990 33,952 102.77 649,193
SSGA ACTIVE ETF TR SPDR TR TACTIC 64,098 -136 (0.21) 1,311,866
ISHARES TR CORE S&P TTL STK 61,195 21,490 54.12 1,133,243
POWERSHARES ETF TR II PWRSHS SP500 LOW 60,895 426 .71 1,511,411
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 60,390 250 .42 757,713
ISHARES TR RUSSELL 3000 ETF 60,283 1,431 2.43 431,209
SPDR INDEX SHS FDS DJ GLB RL ES ETF 57,042 56,786 22,224.13 1,196,350
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 54,048 7,992 17.35 533,442
ISHARES TR 20 YR TR BD ETF 52,353 -37,475 (41.72) 435,111