LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2015

Position Statistics

Total Positions 3,001
New Positions 243
Increased Positions 1,649
Decreased Positions 1,292
Positions with Activity 2,941
Sold Out Positions 151
Total Mkt Value (in $ millions) 18,863

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.73%
Capital Goods 1.13%
Conglomerates 0.1%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 1.99%
Energy 1.59%
Financial 76.23%
Healthcare 2.67%
Services 4.03%
Technology 3.76%
Transportation 0.57%
Utilities 1.11%

3,001 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TASEKO MINES LTD COM 7 (3.18) 15,221
CYTORI THERAPEUTICS INC COM 7 1 10.11 21,793
SPEED COMM INC COM 7 3 100 40,000
DISCOVERY LABORATORIES INC NEW COM NEW 6 6 New 15,566
UR ENERGY INC COM 6 6 New 10,000
TANZANIAN ROYALTY EXPL CORP COM 5 -1 (14.88) 14,300
STEMCELLS INC COM NEW 5 New 11,550
MINES MGMT INC COM 4 New 12,235
WALTER ENERGY INC COM 2 -1 (24.8) 19,713
DOCUMENT SEC SYS INC COM 2 New 14,392
DEJOUR ENERGY INC COM 2 New 20,000
SANOFI CONTGNT VAL RT 2 2 New 10,077
COMMUNITY HEALTH SYS INC NEW CONTINGENT VL RT 1 (6.7) 91,591
ALPHA NAT RES INC COM 1 (18.67) 11,763
AAON INC COM PAR $0.004 -182 Sold Out 0
ADVANCED ENERGY INDS COM -520 Sold Out 0
ADVENT CLAYMORE ENH GRW & INC COM -87 Sold Out 0
ADVISORSHARES TR ADVISR GLBECHO -392 Sold Out 0
ALON USA PARTNERS LP UT LTDPART INT -317 Sold Out 0
ALPHA ARCHITECT ETF TR US QUANT ETF 19.31 9,175