LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,930

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.1%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.11%
Energy 1.99%
Financial 76.72%
Healthcare 2.61%
Services 4.14%
Technology 3.91%
Transportation 0.68%
Utilities 1.32%

2,872 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NETGEAR INC COM -1,068 Sold Out 0
NEW SR INVT GROUP INC COM -134 Sold Out 0
NEWCASTLE INVT CORP NEW COM PAR $0.01 -44 Sold Out 0
NORTHSTAR ASSET MGMT GROUP INC COM -568 Sold Out 0
NUVASIVE INC COM -878 Sold Out 0
NUVEEN TX ADV TOTAL RET STRGY COM -142 Sold Out 0
OASIS PETE INC NEW COM -121 Sold Out 0
ORIX CORP SPONSORED ADR -345 Sold Out 0
PACHOLDER HIGH YIELD FD INC COM -93 Sold Out 0
PALL CORP COM -398 Sold Out 0
PBF ENERGY INC CL A -254 Sold Out 0
PERMIAN BASIN RTY TR UNIT BEN INT -104 Sold Out 0
PHOTRONICS INC COM -543 Sold Out 0
PIMCO ETF TR 1-3YR USTREIDX -2,686 Sold Out 0
PIMCO FDS PAC INVT MGMT SER ALL AST AUTH I -481 Sold Out 0
POWERSHARES ETF TR II S&P SMCP MAT P -200 Sold Out 0
POWERSHARES ETF TR II ASIA PAC BD PR -200 Sold Out 0
POWERSHARES ETF TRUST DYN OIL SVCS -182 Sold Out 0
PROGRESSIVE CORP OHIO COM -4,697 Sold Out 0
PROSHARES TR INVT INT RT HG New 10,748