LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2015

Position Statistics

Total Positions 2,914
New Positions 217
Increased Positions 1,573
Decreased Positions 1,284
Positions with Activity 2,857
Sold Out Positions 154
Total Mkt Value (in $ millions) 19,408

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.73%
Capital Goods 1.08%
Conglomerates 0.1%
Consumer Cyclical 0.83%
Consumer/Non-Cyclical 1.94%
Energy 1.75%
Financial 77.3%
Healthcare 2.64%
Services 3.97%
Technology 3.8%
Transportation 0.59%
Utilities 1.13%

2,914 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPHA NAT RES INC COM 4 -3 (40.59) 14,463
DOCUMENT SEC SYS INC COM 4 New 14,392
NANOSPHERE INC COM NEW 3 New 800
DEJOUR ENERGY INC COM 2 New 20,000
COMMUNITY HEALTH SYS INC NEW RT 012716 1 1.58 98,165
NORTH AMERN PALLADIUM LTD COM 1 2.30 31,150
FORCEFIELD ENERGY COM 1 1 New 11,300
AMERICAN EAGLE ENERGY CORP COM NEW New 20,000
ABERDEEN ISRAEL FUND INC COM -196 Sold Out 0
AGENUS INC COM NEW -105 Sold Out 0
ALLIANCE FIBER OPTIC PRODS INC COM NEW -444 Sold Out 0
ALLIANCE HOLDINGS GP LP COM UNITS LP -138 Sold Out 0
ALLY FINL INC COM -291 Sold Out 0
ALPHA ARCHITECT ETF TR US QUANT ETF New 7,690
ALPS ETF TR INTL SEC DV DOG -237 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP SHS NEW -6 Sold Out 0
ARBITRAGE FDS EVENT DRV FD I -112 Sold Out 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH -752 Sold Out 0
ARROW FINL CORP COM -219 Sold Out 0
ARROWHEAD RESH CORP COM NEW -147 Sold Out 0