LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2015

Position Statistics

Total Positions 2,913
New Positions 216
Increased Positions 1,573
Decreased Positions 1,283
Positions with Activity 2,856
Sold Out Positions 154
Total Mkt Value (in $ millions) 19,486

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.67%
Capital Goods 1.08%
Conglomerates 0.1%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 1.93%
Energy 1.62%
Financial 77.34%
Healthcare 2.7%
Services 3.99%
Technology 3.78%
Transportation 0.61%
Utilities 1.14%

2,913 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NAM TAI PPTY INC SHS 54 -3 (5.13) 11,100
QUICKLOGIC CORP COM 53 -2 (3.21) 39,098
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 53 -2 (3.46) 14,252
TURQUOISE HILL RES LTD COM 50 (0.36) 14,866
NATIONAL BK GREECE S A SPN ADR REP 1 SH 49 1 2.26 54,342
FUELCELL ENERGY INC COM 49 -2 (3.38) 57,958
ADVANCED MICRO DEVICES INC COM 49 -1 (1.18) 25,151
BIOTIME INC COM 45 45 New 14,224
ERIN ENERGY CORP COM 45 New 10,776
CAFEPRESS INC COM 44 44 New 10,000
ZYNGA INC CL A 43 -5 (10.29) 17,522
ENERGY FUELS INC COM NEW 43 -3 (6.36) 11,264
STAR BULK CARRIERS CORP SHS NEW 42 42 New 13,757
AMPIO PHARMACEUTICALS INC COM 38 10 37.32 14,281
FX ENERGY INC COM 37 New 41,600
DIVERSIFIED RSTRNT HLDGS INC COM 37 37 New 10,000
DRYSHIPS INC SHS 36 (1.01) 68,370
PLUG POWER INC COM NEW 33 2 5.99 12,570
KELSO TECHNOLOGIES INC COM NEW 32 -9 (22.48) 12,655
PROVECTUS BIOPHARMACEUTICALS I COM 31 -1 (3.17) 61,200